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Ethics Metrics LLC

Service Providers Framework 2019

You are in Investment Consultancy » Investment research

Investment research

IC 10. Investment research activities

10.1. Indicate whether you incorporate ESG into your investment research services.

10.2. Indicate whether the following activities are part of your investment research process. Describe for each activity how you incorporate ESG.

Investment research activities

Describe how you incorporate ESG

          Ethics Metrics LLC analyzes publicly available information, including the equity holdings of U.S. DIHCs by PRI Signatories, that are registered investment advisers with the SEC, to assess a Signatories' degree of exposure to governance risks and systemic risks in its DIHC equity holdings. For more information, please visit http://www.equitycontagionrisk.com.
        

Describe how you incorporate ESG

          Ethics Metrics LLC analyzes publicly available information, including the equity holdings of U.S. DIHCs by PRI Signatories, that are registered investment advisers with the SEC, to assess a Signatories' degree of exposure to governance risks and systemic risks in its DIHC equity holdings. For more information, please visit http://www.equitycontagionrisk.com.
        

Describe how you incorporate ESG

          Ethics Metrics LLC analyzes publicly available information, including the equity holdings of U.S. DIHCs by PRI Signatories, that are registered investment advisers with the SEC, to assess a Signatories' degree of exposure to governance risks and systemic risks in its DIHC equity holdings. For more information, please visit http://www.equitycontagionrisk.com.
        

Describe how you incorporate ESG

          Ethics Metrics LLC analyzes publicly available information, including the equity holdings of U.S. DIHCs by PRI Signatories, that are registered investment advisers with the SEC, to assess a Signatories' degree of exposure to governance risks and systemic risks in its DIHC equity holdings. For more information, please visit http://www.equitycontagionrisk.com.
        

Describe how you incorporate ESG

          Ethics Metrics LLC analyzes publicly available information, including the equity holdings of U.S. DIHCs by PRI Signatories, that are registered investment advisers with the SEC, to assess a Signatories' degree of exposure to governance risks and systemic risks in its DIHC equity holdings. For more information, please visit http://www.equitycontagionrisk.com.
        

Describe how you incorporate ESG

          Ethics Metrics LLC analyzes publicly available information, including the equity holdings of U.S. DIHCs by PRI Signatories, that are registered investment advisers with the SEC, to assess a Signatories' degree of exposure to governance risks and systemic risks in its DIHC equity holdings. For more information, please visit http://www.equitycontagionrisk.com.
        

10.4. Additional information. [OPTIONAL]


IC 11. Demonstrating value on investment research

11.1. Describe how you measure, track or otherwise demonstrate your value on investment research activities.

          Ethics Metrics' publicly available industry research and its paid subscriptions to the portfolio of 100 large DIHCs bring transparency and actionable intelligence to information asymmetries or superior information that misleads DIHC investors while benefiting many large DIHCs in the U.S. banking industry. These risks qualify as dangers of default, default and systemic risks within 100 large interconnected DIHCs that potentially threaten the stability of the U.S. financial system. As points of comparison, the Systemic Risk Centre of the London School of Economics addresses UK and European issues and the Office of Financial Research addresses macro factors but neither brings transparency to the information asymmetries within the 100 large, interconnected DIHCs that qualify as dangers of default, default and potential systemic risks within the U.S. financial system. A significant factor to consider is that the goal of bank regulatory oversight is to protect the FDIC's Deposit Insurance Fund and the stability of the financial markets, not investors.
        

11.2. Additional information. [OPTIONAL]


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