Alan Spatrick, CFA, is the Chief Compliance Officer for Meketa Investment Group. Mr. Spatrick’s responsibilities include firm-wide compliance policy implementation and monitoring. This also includes projects related to SEC and DOL requirements, providing compliance training for staff, ensuring compliance requirements are being followed firm-wide, testing compliance procedures, and developing disclosure statements.
As an independently owned company, we do not have any financial relationships with brokers, banks, or actuaries. We do not receive soft dollars or any brokerage commissions. As a result, we have no conflicts of interest.
Further, we have adopted a personal security transactions policy that mandates:
All personal trades must be reported to the Compliance Department at the end of each calendar quarter.
Meketa Investment Group prohibits ownership or trades of any company whose revenues are mostly derived from investment management.
Meketa Investment Group prohibits trades involving any of our clients.
Meketa Investment Group prohibits trades based on the knowledge that a client portfolio is in the process of acquiring or liquidating a security.