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Hangzhou Shanghetimes Investment Management Co., Ltd

PRI reporting framework 2020

Basic information [OO 01 - 09] Asset class implementation gateway indicators [OO 10 - 12] Peering questions [OO LE 01 - HF 01]

Strategy and Governance

Investment policy [SG 01 - 04] Objectives and strategies [SG 05 - 06] Governance and human resources [SG 07 - 08] Promoting responsible investment [SG 09 - 11] Outsourcing to fiduciary managers and investment consultants [SG 12] ESG issues in asset allocation [SG 13 - 15] Innovation [SG 18] Communication [SG 19]

Direct – Private Equity

Overview [PE 01 - 02] Fundraising of private equity funds [PE 03 - 04] Post-investment (monitoring) [PE 09 - 13] Outputs and outcomes [PE 14 - 15] Communication [PE 16]

Confidence building measures

Confidence building measures [CM1 01 - 07]

Export Public Responses

You are in Direct – Private Equity » Pre-investment (selection)

Pre-investment (selection)

PE 05. Incorporating ESG issues when selecting investments

05.1. During due-diligence indicate if your organisation typically incorporates ESG issues when selecting private equity investments.

Yes

05.2. Describe your organisation`s approach to incorporating ESG issues in private equity investment selection.

In the pre-investment diligence, Shanghe generally evaluate the company's industry, governace, compliance, reputation and other facts, considering whether ESG risks may exist.

In the post-investment process, Shanghe investment professional will monitor the portfolio company and find negative information about ESG issues in time.

05.3. Additional information. [Optional]

PE 06. Types of ESG information considered in investment selection

06.1. Indicate what type of ESG information your organisation typically considers during your private equity investment selection process.

Raw data from target company

Benchmarks against other companies

Sector level data/benchmarks

Country level data/benchmarks

Reporting standards, industry codes and certifications

International initiatives, declarations or standards

Engagements with stakeholders (e.g. customers and suppliers)

Advice from external resources

Other, specify

We do not track this information

06.2. Describe how this information is reported to, considered and documented by the Investment Committee or similar.

At the first step, Investment managers will evaluate the potential growth, risks of this portfolio, and preliminarily decide whether the portfolio complied investment strategy. After the first evaluation, investment managers should report all the information to Investment Committee. Our Investment Committee will evaluate the project from business model, potential growth, finance situation, compliance and other facts, and finally decide the final investment plan.

PE 07. Encouraging improvements in investees (Private)

PE 08. ESG issues impact in selection process (Private)

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