Public HTML RI reports - PRI reporting framework 2020

Select the services and funds you offer	% of asset under management (AUM) in ranges
Fund management	0% <10% 10-50% >50%
Fund of funds, manager of managers, sub-advised products	0% <10% 10-50% >50%
Other	0% <10% 10-50% >50%
Total 100%

Further options (may be selected in addition to the above)

Hedge funds

Fund of hedge funds

01.2. Additional information. [Optional]

Founded in 2011, Trecento AM is the independant asset management company that provides investors with financial opportunities to invest in structurally growing and innovating themes with a responsible investment approach. For each of its investment funds, the management team carries out comprehensive fundamental analyses and can also rely on the "on the ground" feedback of its committees of experts acting as advisory consultants.

Since the creation of Trecento AM in 2011, the review of issuers' governance was a key pillar of our fundamental analysis. To materialize our long term responsible investment approach, Trecento AM decided in 2015 to become a signatory of the Principles for Responsible Investment. We therefore committed to incorporate ESG criteria in the selection process of investments and then to report information on a periodic basis.

In 2019, Trecento AM decided to further strengthen its ESG integration approach to offer investors open-end socially responsible investment funds and apply for the French SRI label. Since 2020, Trecento Santé ISR and Trecento Robotique ISR apply an SRI strategy and have been awarded the French SRI label.

OO 02. Headquarters and operational countries

02.1. Select the location of your organisation’s headquarters.

France

02.2. Indicate the number of countries in which you have offices (including your headquarters).

2-5

6-10

>10

02.3. Indicate the approximate number of staff in your organisation in full-time equivalents (FTE).

5 FTE

02.4. Additional information. [Optional]

Trecento AM is a French asset manager regulated by the AMF (GP-12000002). It has externalised most of its support fonctions (middle office, accounting, compliance, IT, legal, etc.) to focus on its core activity : financial and extra-financial analysis of issuers/corporates to effectively manage investment funds and investors' mandates.

OO 03. Subsidiaries that are separate PRI signatories

03.1. Indicate whether you have subsidiaries within your organisation that are also PRI signatories in their own right.

Yes

03.3. Additional information. [Optional]

Trecento AM does not have any subsidiary.

OO 04. Reporting year and AUM

04.1. Indicate the year end date for your reporting year.

31/12/2019

04.2. Indicate your total AUM at the end of your reporting year.

Include the AUM of subsidiaries, but exclude advisory/execution only assets, and exclude the assets of your PRI signatory subsidiaries that you have chosen not to report on in OO 03.2

Total AUM
Total AUM	trillions	billions	millions	thousands	hundreds
Currency
Assets in USD
Assets in USD	trillions	billions	millions	thousands	hundreds

Not applicable as we are in the fund-raising process

04.4. Indicate the assets which are subject to an execution and/or advisory approach. Provide this figure based on the end of your reporting year

Not applicable as we do not have any assets under execution and/or advisory approach

04.5. Additional information. [Optional]

OO 06. How would you like to disclose your asset class mix

06.1. Select how you would like to disclose your asset class mix.

as percentage breakdown

	Internally managed (%)	Externally managed (%)
Listed equity	10-50% 12	0 0
Fixed income	10-50% 13	0 0
Private equity	>50% 69	0 0
Property	0 0	0 0
Infrastructure	0 0	0 0
Commodities	0 0	0 0
Hedge funds	0 0	0 0
Fund of hedge funds	0 0	0 0
Forestry	0 0	0 0
Farmland	0 0	0 0
Inclusive finance	0 0	0 0
Cash	<10% 5	0 0
Money market instruments	0 0	<10% 1
Other (1), specify	0 0	0 0
Other (2), specify	0 0	0 0

as broad ranges

06.2. Publish asset class mix as per attached image [Optional].

06.3. Indicate whether your organisation has any off-balance sheet assets [Optional].

Yes

06.5. Indicate whether your organisation uses fiduciary managers.

Yes, we use a fiduciary manager and our response to OO 5.1 is reflective of their management of our assets.

No, we do not use fiduciary managers.

06.6. Provide contextual information on your AUM asset class split. [Optional]

Trecento AM manages thematic equity investment funds for all investors in authorised jurisdictions, but is also the fund manager of dedicated collective funds for groups of corporates, known as "French Employee's Saving Plans". On top of these two types of collective investments funds, we manage private investors' diversified mandates through internal and external funds/assets.

OO 07. Fixed income AUM breakdown

07.1. Provide to the nearest 5% the percentage breakdown of your Fixed Income AUM at the end of your reporting year, using the following categories.

Internally managed

0 SSA

0 Corporate (financial)

100 Corporate (non-financial)

0 Securitised

Total 100%

OO 08. Segregated mandates or pooled funds

New selection options have been added to this indicator. Please review your prefilled responses carefully.

Provide a breakdown of your organisation’s externally managed assets between segregated mandates and pooled funds or investments.

Asset class breakdown	Segregated mandate(s)	Pooled fund(s) or pooled investment(s)	Total of the asset class (each row adds up to 100%)
[o] Money market instruments	0% <10% 10-50% >50 %	0% <10% 10-50% >50 %	100%

08.2. Additional information. [Optional]

Our externally managed assets were fully invested in pooled funds in 2019, mainly in fixed income funds.

OO 09. Breakdown of AUM by market

09.1. Indicate the breakdown of your organisation’s AUM by market.

99 Developed Markets

1 Emerging Markets

0 Frontier Markets

0 Other Markets

Total 100% 100%

09.2. Additional information. [Optional]

A very small part of our listed equity investment holdings are invested in emerging countries like China and South Korea, only in our open-end healthcare and robotics funds. Indeed the Employee Saving Plans that we manage and that represent the majority of our AUM are only investing in developed markets. It explains why, in aggregate, our AUM are extremely concentrated in developed markets.

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