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Sycomore Asset Management

PRI reporting framework 2020

Export Public Responses

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OO 10. Active ownership practices for listed assets

10.1. 報告年度において組織が実施した積極的な保有活動(アクティブ・オーナーシップ)を選択してください。

上場株式 – エンゲージメント

上場株式 – 議決権行使

債券 - 社債(金融) – エンゲージメント

債券 - 社債(非金融) – エンゲージメント

OO 11. ESG incorporation practices for all assets

11.1. 投資決定や積極的な保有の実務に(報告年度中に)ESGの組み入れを行った組織内で運用される資産クラスを以下から選択してください。


債券 - 社債(金融)

債券 - 社債(非金融)




債券 – 社債 (金融)


債券 – 社債 (非金融)




11.4. 投資マネジャーの選定、任命、モニタリングプロセスに、投資に関する考慮事項がどのように含まれているかを簡単に説明してください。

Our externally managed asset classes include fund of funds mandates and two externally managed equity funds Synergy Emerging Markets and Synergy Smaller Cies co-managed by local fund managers. In 2019, these externally managed asset classes represented approximately 4% of our AUM. Please note that Synergy Emerging Markets was closed in December 2019.

  • Synergy Emerging Markets : In 2017, we analyzed the current ESG practices of each fund manager of the fund by sending them a detailed survey and presented the results as well as our own approach during the investment committee. Based on these exchanges, we proposed a ground for a common ESG approach including common exclusion crtieria, integration of Governance criteria, ESG controversy monitoring, PRI membership and proxy voting. In addition, we continously support our partners individually in the development and implementation of their approaches by sharing our experience and ressources on an ad-hoc basis. The outcome is a success with two asset managers signing up to the PRI and four out of five formally integrating ESG criteria in their investment decision making.
  • Synergy Smaller Cies : We incorporate ESG informally into the monitoring process. The ESG performance of companies within the portfolio is adressed on an ad-hoc basis during investment committees.

In 2019, as part of our fund of funds management, we formalized the way in which responsible investment applies to investment manager selection appointing and monitoring process directly into our fund selection process as validated by the internal control function. 

The process takes into account the following:

  • The requirement for all investment managers in our eligible universe to be PRI signatory and/or demonstrate an ESG integration process (as relevant);
  • The evaluation of the adequacy of the means put in place by the investment managers to ensure ESG integration (e.g. headcount);
  • The evaluation of the way ESG criteria may affect the portfolio construction;
  • The monitoring of the 10 biggest position of each portfolio we hold, to verify alignment with the ESG integration process;
  • Divestment if we detect companies that are not in line with Sycomore AM exclusion policy of that are severly affected by recurring controversies. 


OO 12. Modules and sections required to complete

12.1. 自主的な報告を希望される場合には、該当するするモジュールやセクションを以下のリストから選択して下さい。組織のAUMの10%以上を占める資産クラスについてのみ報告が義務付けられています。



自己運用 - 上場株式の組入れ

自己運用 - 上場株式の積極的な保有

自己運用 – 債券

自己運用 - 専用のモジュールがあるその他の資産クラス


委託 - 組織外の運用会社の選定、指名、モニタリング


12.2. 補足情報 [任意]