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Franklin Park Associates

PRI reporting framework 2020

You are in Strategy and Governance » Investment policy

Investment policy

SG 01. RI policy and coverage

New selection options have been added to this indicator. Please review your prefilled responses carefully.

01.1. Indicate if you have an investment policy that covers your responsible investment approach.

01.2. Indicate the components/types and coverage of your policy.

Select all that apply

Policy components/types

Coverage by AUM

01.3. Indicate if the investment policy covers any of the following

01.4. Describe your organisation’s investment principles and overall investment strategy, interpretation of fiduciary (or equivalent) duties,and how they consider ESG factors and real economy impact.

Franklin Park recognizes that ESG issues can have a significant impact on investment performance and the global community. We aim is to consider ESG issues as part of our due diligence and investment decision-making processes. During the due diligence process, we seek to understand the ESG policies of prospective fund managers and encourage an open dialogue to increase adoption across the asset class. We further aim to assist our clients in the implementation of their own ESG policies and strategies.

01.5. Provide a brief description of the key elements, any variations or exceptions to your investment policy that covers your responsible investment approach. [Optional]

01.6. Additional information [Optional].


SG 01 CC. Climate risk (Private)

SG 02. Publicly available RI policy or guidance documents


02.1. Indicate which of your investment policy documents (if any) are publicly available. Provide a URL and an attachment of the document.

02.2. Indicate if any of your investment policy components are publicly available. Provide URL and an attachment of the document.

02.3. Additional information [Optional].

SG 03. Conflicts of interest

03.1. Indicate if your organisation has a policy on managing potential conflicts of interest in the investment process.

03.2. Describe your policy on managing potential conflicts of interest in the investment process.

Franklin Park has a documented allocation policy to mitigate potential conflicts of interest in allocating fund opportunities to our clients. The Firm utilizes an Allocation Committee to ensure potential investment allocation issues are addressed. Investment opportunities may be appropriate for multiple clients. Franklin Park’s policy is to allocate approved investment opportunities among client accounts consistent with our fiduciary duties and regulatory principles. In determining the suitability of investment opportunities for client accounts, our Allocation Committee considers several factors.

03.3. Additional information. [Optional]

SG 04. Identifying incidents occurring within portfolios (Private)