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Afore XXI Banorte

PRI reporting framework 2020

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Basic information

OO 01. Signatory category and services

01.1. Select the type that best describes your organisation or the services you provide.

          Financial Group
        

01.3. Additional information. [Optional]

We are signatories of this initiative as a Financial Group (Grupo Financiero Banorte or GFNorte). However, according to the nature in which the assets are managed, we have developed two specific responsible investment strategies; one for our pension fund Afore XXI Banorte and another for our Asset Manager referred as Asset Manager Banorte in this report.

Afore XXI Banorte has a structure of twenty-one Investment Societies for Retirement Funds (SIEFORES by its acronym in spanish), ten Siefores corresponding to Target Date Funds (TDF´s), and eleven Siefores to Private Pension Funds. Both have the purpose to offer long-term investment and higher returns throughout the different stages of retirement savings. In this way, for the TDF´s, the resources are invested in the SIEFORE according to the client's generation and for the Private Pension Funds the aim is to be aligned with the same investment philosophy and beliefs of Afore XXI Banorte. Most of the Private Pension Funds replicate the same structure of the TDF´s, but in some cases, we design a tailored made portfolio reflecting the client requirements.

In addition, o Asset Manager Banorte has a product offering structured through different types of investments and strategies within a wide range of financial assets that, together with an Investment Advisor, allow clients to build the portfolio that best suits their particular liquidity, investment horizon, and diversification needs.

For each response of the report it is specified in the scope, whether it applies to Afore XXI Banorte or Asset Manager Banorte.


OO 02. Headquarters and operational countries

02.1. Select the location of your organisation’s headquarters.

Mexico

02.2. Indicate the number of countries in which you have offices (including your headquarters).

02.3. Indicate the approximate number of staff in your organisation in full-time equivalents (FTE).

30167 FTE

02.4. Additional information. [Optional]

GFNorte only operates in Mexico.

From the 30,167 FTE reported of the Group; 3,581 are from Afore XXI Banorte.


OO 03. Subsidiaries that are separate PRI signatories

03.1. Indicate whether you have subsidiaries within your organisation that are also PRI signatories in their own right.

03.3. Additional information. [Optional]

GFNorte will turn its second-year reporting formally to the initiative of the United Nations. The next reported information corresponds to the subsidiary's efforts of pension fund manager Afore XXI Banorte and Banorte´s Asset Manager.


OO 04. Reporting year and AUM

04.1. Indicate the year end date for your reporting year.

31/12/2019

04.2. Indicate your total AUM at the end of your reporting year.

Include the AUM of subsidiaries, but exclude advisory/execution only assets, and exclude the assets of your PRI signatory subsidiaries that you have chosen not to report on in OO 03.2
Total AUM
trillions billions millions thousands hundreds
Currency
Assets in USD
trillions billions millions thousands hundreds

04.5. Additional information. [Optional]

Reported AUM´s only includes Afore XXI Banorte.


OO 06. How would you like to disclose your asset class mix

06.1. Select how you would like to disclose your asset class mix.

Internally managed (%)
Externally managed (%)

 

Listed equity <10% 5 10-50% 13
Fixed income >50% 71 0 0
Private equity 0 0 <10% 2.5
Property 0 0 <10% 2.7
Infrastructure 0 0 <10% 4.8
Commodities <10% 1 0 0
Hedge funds 0 0 0 0
Fund of hedge funds 0 0 0 0
Forestry 0 0 0 0
Farmland 0 0 0 0
Inclusive finance 0 0 0 0
Cash 0 0 0 0
Money market instruments 0 0 0 0
Other (1), specify 0 0 0 0
Other (2), specify 0 0 0 0

06.2. Publish asset class mix as per attached image [Optional].

06.3. Indicate whether your organisation has any off-balance sheet assets [Optional].

06.5. Indicate whether your organisation uses fiduciary managers.

06.6. Provide contextual information on your AUM asset class split. [Optional]

Figures reported only consider AUM´s of Afore XXI Banorte. Please note that 6.2 chart does not consider the swaps in the fixed income assets.

Afore XXI Banorte:

Afore XXI Banorte obeys the maximum exposition by asset class established by the Investment Regime defined by the National Commission of the Saving System for the Retirement (CONSAR). Through this regulation, CONSAR determines in detail the asset classes which are allowed and forbidden to invest as well as the limits of them.


OO 07. Fixed income AUM breakdown (Private)


OO 08. Segregated mandates or pooled funds (Private)


OO 09. Breakdown of AUM by market

09.1. Indicate the breakdown of your organisation’s AUM by market.

15 Developed Markets
83.6 Emerging Markets
0 Frontier Markets
1.4 Other Markets
Total 100% 100%

09.2. Additional information. [Optional]

Figures reported only consider AUM´s of Afore XXI Banorte.


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