Public HTML RI reports - PRI reporting framework 2020

Deutsche Finance Group

PRI reporting framework 2020

Basic information [OO 01 - 09] Peering questions [OO LE 01 - HF 01]

Investment policy [SG 01 - 04] Objectives and strategies [SG 05 - 06] Governance and human resources [SG 07 - 08] Promoting responsible investment [SG 09 - 11] Outsourcing to fiduciary managers and investment consultants [SG 12] ESG issues in asset allocation [SG 13 - 15] Asset class implementation not reported in other modules [SG 16 - 17] Innovation [SG 18] Communication [SG 19]

Indirect – Manager Selection, Appointment and Monitoring

Selection [SAM 02 - 03] Appointment [SAM 04] Monitoring [SAM 05 - 07] Outputs and outcomes [SAM 08 - 09]

Direct - Property

Overview [PR 01] Fundraising of property funds [PR 02 - 03] Pre-investment (selection) [PR 04 - 06] Selection, appointment and monitoring third-party property managers [PR 07] Post-investment (monitoring and active ownership) [PR 08 - 14] Overview [PR 08] Outputs and outcomes [PR 15 - 16]

Confidence building measures

Confidence building measures [CM1 01 - 07]

Export Public Responses

You are in Organisational Overview » Asset class implementation gateway indicators

Asset class implementation gateway indicators

OO 10. Active ownership practices for listed assets (Not Applicable)

OO 11. ESG incorporation practices for all assets

11.1. Select the internally managed asset classes in which you addressed ESG incorporation into your investment decisions and/or your active ownership practices (during the reporting year).

Property

We address ESG incorporation.

We do not do ESG incorporation.

Select the externally managed assets classes in which you and/or your investment consultants address ESG incorporation in your external manager selection, appointment and/or monitoring processes.

Asset class	ESG incorporation addressed in your external manager selection, appointment and/or monitoring processes
Property	Property - ESG incorporation addressed in your external manager selection, appointment and/or monitoring processes We incorporate ESG into our external manager selection process We incorporate ESG into our external manager appointment process We incorporate ESG into our external manager monitoring process We do not do ESG incorporation
Infrastructure	Infrastructure - ESG incorporation addressed in your external manager selection, appointment and/or monitoring processes We incorporate ESG into our external manager selection process We incorporate ESG into our external manager appointment process We incorporate ESG into our external manager monitoring process We do not do ESG incorporation

11.4. Provide a brief description of how your organisation includes responsible investment considerations in your investment manager selection, appointment and monitoring processes.

For the due diligence on primary and secondary investments, Deutsche Finance is implementing a process to request any fund manager to complete an ESG questionnaire (referencing to UNPRI Questionnaire), which evaluates how fund managers considers ESG in their investment process and what policies they have in place. This process may also include any measures taken by European regulatory activities driven by ESMA.

Deutsche Finance will further include ESG-related side letter language in investment documentation with investment partners to ensure that the responsible investment objectives of Deutsche Finance Group are met.

Deutsche Finance will implement a yearly Reporting and Monitoring process to collect informaton about ESG goals reached and compliance of fund managers with ESG information provided.

OO 12. Modules and sections required to complete

12.1. Below are all applicable modules or sections you may report on. Those which are mandatory to report (asset classes representing 10% or more of your AUM) are already ticked and read-only. Those which are voluntary to report on can be opted into by ticking the box.

Core modules

Organisational Overview

Strategy and Governance

RI implementation directly or via service providers

Direct - Other asset classes with dedicated modules

Property

RI implementation via external managers

Indirect - Selection, Appointment and Monitoring of External Managers