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Argon Asset Management (Proprietary) Limited

PRI reporting framework 2020

You are in Strategy and Governance » Investment policy


SG 01. RI policy and coverage


01.1. 責任投資アプローチをカバーする投資ポリシーを策定しているかどうかを明示してください。

01.2. ポリシーの構成要素/種類と対象範囲を示してください。


01.3. 投資ポリシーが以下のどの項目をカバーしているか明示して下さい:

01.4. 組織の投資原則および全体の投資戦略、受託者義務(または同等のもの)の解釈、ならびに、ESGファクターおよび実体経済の影響をどのように考慮に入れているかについて説明してください。

Our Investment principles are centered around ensuring that we; Provide certainty and clarity about how we manage our clients’ portfolios.
Ensure that we execute client mandates according to our responsibilities and internationally accepted best practice as well as
Providing a basis for practices and procedures we implemented within the business.

01.5. 責任投資アプローチをカバーする組織の投資ポリシーの重要な構成要素、バリエーション、例外事項を簡潔に説明してください。[任意]

01.6. 補足情報 [任意]


SG 01 CC. Climate risk (Private)

SG 02. Publicly available RI policy or guidance documents


02.1. 一般に入手できる組織の投資ポリシー文書を記載してください。その文書のURLを記入し、該当文書を添付してください。

02.2. 一般に入手できる組織の投資ポリシー文書を記載してください。その文書のURLを記入し、該当文書を添付してください。

02.3. 補足情報 [任意]

Responsible Investment policy and proxy voting policy & voting record are available to clients upon request.

SG 03. Conflicts of interest

03.1. 組織として、投資プロセスにおける潜在的な利益相反を管理するポリシーを策定しているかどうかについて明示して下さい。

03.2. 投資プロセスにおける潜在的な利益相反を管理するポリシーについて説明してください。

Argon Asset Management (Pty) Ltd (“Argon”) has adopted and implemented a conflict of interest management policy (“the policy”) to provide a framework that enables adherence to legislation, its licensing conditions and also in it meeting its own vision of achieving and maintaining operational integrity across the firm’s operations.

The policy has been adopted, maintained and implemented to assist Argon to identify, manage and monitor compliance with the FAIS Code of Conduct for Financial Services Providers and Representatives in dealing with conflict of interest.

Argon has adopted CFA Institute’s code of conduct and ethics to protect its legitimate interests, its clients and employees and to avoid situations where the employee, by placing Argon’s interests in jeopardy, breaches the contract of employment.

Argon and its employees are committed to complying with all applicable laws, guidelines and in accordance with high ethical standards as outlined in the code of conduct and ethics.  It is a condition of employment that in the course of employment all employees place the interest of Argon and its clients above their own personal interest.

Argon’s key individuals, representatives, employees and associates are expected to avoid as far as possible all forms of conflict of interest with the client.

03.3. 補足情報 [任意]

SG 04. Identifying incidents occurring within portfolios (Private)