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Pendal

PRI reporting framework 2020

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Organisational Overview
Basic information [OO 01 - 09] Asset class implementation gateway indicators [OO 10 - 12] Peering questions [OO LE 01 - HF 01]
Strategy and Governance
Investment policy [SG 01 - 04] Objectives and strategies [SG 05 - 06] Governance and human resources [SG 07 - 08] Promoting responsible investment [SG 09 - 11] Outsourcing to fiduciary managers and investment consultants [SG 12] ESG issues in asset allocation [SG 13 - 15] Asset class implementation not reported in other modules [SG 16 - 17] Innovation [SG 18] Communication [SG 19]
Direct - Listed Equity Incorporation
ESG incorporation in actively managed listed equities [LEI 01 - 10] Implementation processes [LEI 01 - 10] (A) Implementation: Screening [LEI 04 - 06] (B) Implementation: Thematic [LEI 07] (C) Implementation: Integration of ESG factors [LEI 08 - 10] Outputs and outcomes [LEI 12 - 13]
Direct - Listed Equity Active Ownership
Overview [LEA 01] Engagement [LEA 02 - 08] Outputs and outcomes [LEA 09 - 11] (Proxy) voting and shareholder resolutions [LEA 12 - 21]
Direct - Fixed Income
ESG incorporation in actively managed fixed income [FI 01 - 12] Implementation processes [FI 01 - 03] (A) Implementation: Screening [FI 04 - 06] (B) Implementation: Thematic [FI 07 - 09] (C) Implementation: Integration [FI 10 - 12] Fixed income - Engagement [FI 14 - 16] Outputs and outcomes [FI 17 - 18]
Confidence building measures
Confidence building measures [CM1 01 - 07]
Export Public Responses
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You are in Strategy and Governance » Promoting responsible investment

責任投資の促進

SG 09. Collaborative organisations / initiatives

09.1. 報告年度に組織がメンバーであったり、参加していた協働組織やイニシアチブ、ならびにそこで組織が果たした役割のレベルを選択してください。

当てはまるもの全てを選択してください

イニシアチブにおける組織の報告年度の役割（定義を参照）

組織のイニシアチブへの関与の度合について、簡単に説明してください。[任意]

Pendal is a signatory and also participated in the following PRI initiatives:

  • Pendal's Head of Responsible Investments attended the PRI in Person conference in 2019.
  • Regnan, our in-house dedicated ESG research and engagement team, undertook a number of advisory projects to support the PRI, including contributing to the 'Active Ownership 2.0: the evolution stewardship urgently needs' paper.

イニシアチブにおける組織の報告年度の役割（定義を参照）

組織のイニシアチブへの関与の度合について、簡単に説明してください。[任意]

We are a CDP signatory and also participated in the CDP corporate discloser process in 2019.

イニシアチブにおける組織の報告年度の役割（定義を参照）

組織のイニシアチブへの関与の度合について、簡単に説明してください。[任意]

We are a signatory to and investor participant in CA100+. We are a supporting investor participant for an Australian oil and gas company.

イニシアチブにおける組織の報告年度の役割（定義を参照）

組織のイニシアチブへの関与の度合について、簡単に説明してください。[任意]

Pendal is an active members of the IGCC. Pendal is represented on the management committee and holds the position of Treasurer. IGCC's Management Committee oversees the work of the IGCC Secretariat and IGCC Member Workgroups. 

Regnan team members participate in a number of IGCC working groups, including the policy, adaptation and disclosure working groups. In 2019 Regnan facilitated a one day workshop for IGCC members on TCFD-aligned climate-related disclosures.

Pendal was also a sponsor of IGCC’s Summit in 2019 and our CEO presented on one of the panels

イニシアチブにおける組織の報告年度の役割（定義を参照）

組織のイニシアチブへの関与の度合について、簡単に説明してください。[任意]

Regnan participates in the Business Reporting Leaders Forum the - Australian home for IIRC. It provides detailed feedback on a number of integrated reports each year and has participated in a number of academic studies on integrated reporting. Company engagement on integrated reporting is specifically tracked and reported.

 
          Responsible Investment Association Australasia (RIAA) is the peak industry body for professionals working in responsible investment in Australia and New Zealand.

イニシアチブにおける組織の報告年度の役割（定義を参照）

組織のイニシアチブへの関与の度合について、簡単に説明してください。[任意]

Pendal is a member of RIAA.

Pendal's collaborations included:

  • Participation in a number of RIAA's working groups, including the human rights and corporate engagement working groups.
  • The chair of RIAA is a senior member of Regnan. 

Further, Pendal participates in RIAA's RI product certification program, with all of our Sustainable Series Funds applying for recertification in 2019. 

 
          Australian Sustainable Finance Initiative (ASFI)

イニシアチブにおける組織の報告年度の役割（定義を参照）

組織のイニシアチブへの関与の度合について、簡単に説明してください。[任意]

Pendal’s Australian CEO is on the Steering Committee for the Australian Sustainable Finance Initiative. ASFI, launched in March 2019, is a collaboration to help shape an Australian economy that prioritises human wellbeing, social equity and environmental protection, while underpinning financial system stability. 

Regnan team members are also represented in the initiative with one as a senior advisor to the Deputy Chairperson, and another participating in one of the four technical working groups. 

 
          Australian Financial Services Council (FSC)

イニシアチブにおける組織の報告年度の役割（定義を参照）

組織のイニシアチブへの関与の度合について、簡単に説明してください。[任意]

Pendal is an active member of the FSC. We have representatives on their ESG Working Group.

 
          Banking and Finance Oath

イニシアチブにおける組織の報告年度の役割（定義を参照）

組織のイニシアチブへの関与の度合について、簡単に説明してください。[任意]

Pendal's Global CEO is a Board Member..

 
          Australian Advisory Board on Impact Investing.

イニシアチブにおける組織の報告年度の役割（定義を参照）

組織のイニシアチブへの関与の度合について、簡単に説明してください。[任意]

Pendal Australia's CEO is Vice Chair of the organisation. 

SG 09.2. Assets managed by PRI signatories

外部運用資産のおよそ何パーセント（±5%）がPRI署名者により運用されているかを記入してください。

100 %

SG 10. Promoting RI independently

10.1. 組織が、協働的イニシアチブとは別に、独自に責任投資を推進しているかどうかについて記載して下さい。

10.2. 組織が協働的イニシアチブとは別に、独自に責任投資を推進するために行っているものを明示して下さい。選択した行動の目的に貢献するために組織が果たす役割と通常の行動頻度について説明して下さい。

説明 

          Webinars and round table seminars for clients and financial intermediaries.

行動の頻度

説明 

          Regnan has collaborated with Australian academic institutions on RI related research for example they collaborated with Griffith university to investigate the link between conduct and share price performance.

行動の頻度

説明 

          Engagement conducted by our investment teams directly, as well as by Regnan, includes requests for companies and issuers to improve transparency and ESG-related disclosures. We encourage, for example, company disclosures in line with the TCFD recommendations. Our Fixed Income team continues to seek greater transparency and disclosure practices across the Australian issuer universe, in particular around 'use of proceeds' bonds (e.g. green bonds) and their annual impact disclosures.

Regnan facilitated a one-day work shop for IGCC members focused on asset owner TCFD-aligned disclosures.

行動の頻度

説明 

          Pendal’s Australian CEO, Head of Responsible Investments and Regnan team members presented at various industry conferences, information panels and round table events to promote responsible investment. Highlights included IGCC Climate Summit 2019, PRI in Person 2019, KangaNews Sustainable Debt Summit (Keynote speech on the evolution of sustainable investing and the opportunities for asset management) a Global Compact Network Australia human rights round table, and an industry panel on Ocean Plastics.

行動の頻度

説明 

          Presented to a number of clients at various levels of seniority (Boards, CEOs, Investment teams, RI specialists) and investor forums to build an awareness of what the PRI is and assist in their understandings of what is required to be a signatory. This is also often a central component of Regnan’s advisory work.

行動の頻度

説明 

          During the year, we contributed to the Australian Financial Services Council's (FSC) response to the consultation on the draft guidelines to the Modern Slavery Act in Australia. Regnan also frequently participates in consultations and forums undertaken by non-governmental organisations.

行動の頻度

説明 

          In 2019 examples of topics covered in articles include: educational pieces on responsible investment/ESG integration; gender bonds; climate-related risks; impact investing; brand risk/social licence to operate; and conduct culture. A sample of can be found at https://www.pendalgroup.com/education-and-resources/category/responsible-investments/  and  https://www.regnan.com/opinion

行動の頻度

説明 

          Responsible Investment Association Australasia (RIAA) - Regnan team member is the current Chair
Investor Group on Climate Change (IGCC) - Pendal is represented on the Management Committee
Australian Advisory Board on Impact Investing - Pendal Australia CEO is on the Board
Banking + Finance Oath - Pendal Group CEO is on the Board

行動の頻度

10.3. 組織が責任投資の推進のために、報告年度中に参加した追加の活動およびイニシアチブがあれば、それらを記載して下さい。[任意]

Members of the Pendal and Regnan teams serve on a number of advisory groups within RI organisations e.g. FSC ESG Working Group, RIAA's Human Rights and Corporate Engagement Working Groups and IGCC’s policy, disclosure and adaptation working groups.

Further, much of Regnan’s advisory business is expressly focused on building capacity for and enhancing RI practice.

SG 11. Dialogue with public policy makers or standard setters

11.1. 報告年度において、責任投資を支援するために、組織が単独で、あるいは他組織との協働により、政策立案者や規制当局との対話を行ったかどうかを記載してください。

はいの場合

11.2. 使用した方法を選択してください。

11.3. （単独でまたは協働により）政府または規制当局に書面を提出した場合、その書面が一般に入手できるかどうかを記載してください。

URL https://igcc.org.au/submission-all/
URL https://www.fsc.org.au/resources/submissions
URL

11.4. 組織が公共政策立案者または規制当局と話し合いを行った主なテーマの概略を記載して下さい。

Our in-house ESG team Regnan has engaged directly with public policy-makers and regulators on conduct culture, providing a copy of its conduct culture research to the Monetary Authority of Singapore.

Through our involvement the Investor Group on Climate Change (management committee), the Financial Services Council ESG Working Group (1x Chair and 1x member), and the Australian Sustainable Finance Initiative (steering committee, technical working groups), Pendal/Regnan have engaged with public policy-makers or regulators on the following topics:

Climate change - such as through supporting IGCC submissions
Modern Slavery - through supporting the FSC's submission to public consultation on guidelines for the Modern Slavery Act
Sustainable Finance - through participation in ASFI, which is developing a sustainable finance roadmap for Australia. Further, both IGCC and RIAA are actively involved in ASFI, leading governance forums and working groups as well as drafting key support materials and coordinating events.
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