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Hartford Funds Management Company, LLC

PRI reporting framework 2020

You are in Organisational Overview » Asset class implementation gateway indicators

Asset class implementation gateway indicators

OO 10. Active ownership practices for listed assets

10.1. Select the active ownership activities your organisation implemented in the reporting year.

Listed equity – engagement

10.2. Indicate why you do not engage and do not require external managers to engage.

While we don't require the sub-advisers, Wellington and Schroder, to engage with companies on ESG factors, both are signatories to the PRI and both have ESG policies and dedicated ESG teams that regularly engage with companies on ESG factors.

Listed equity – voting

Fixed income SSA – engagement

Please explain why you do not engage directly and do not require external managers to engage with companies on ESG factors.

          While we don't require the sub-advisers, Wellington and Schroder, to engage with companies on ESG factors, both are signatories to  PRI and both have ESG policies and dedicated ESG teams that regularly engage with companies on ESG factors.
        

Fixed income Corporate (financial) – engagement

Please explain why you do not engage directly and do not require external managers to engage with companies on ESG factors.

          While we don't require the sub-advisers, Wellington and Schroder, to engage with companies on ESG factors, both are signatories to PRI and both have ESG Policies and dedicated ESG teams that regularly engage with companies on ESG factors.
        

Fixed income Corporate (non-financial) – engagement

Please explain why you do not engage directly and do not require external managers to engage with companies on ESG factors.

          While we don't require the sub-advisers, Wellington and Schroder, to engage with companies on ESG factors, both are signatories to PRI and both have ESG Policies and dedicated ESG teams that regularly engage with companies on ESG factors.
        

Fixed income Corporate (securitised) – engagement

Please explain why you do not engage directly and do not require external managers to engage with companies on ESG factors.

          While we don't require the sub-advisers, Wellington and Schroder, to engage with companies on ESG factors, both are signatories to PRI and both have ESG Policies and dedicated ESG teams that regularly engage with companies on ESG factors.
        

OO 11. ESG incorporation practices for all assets

Select the externally managed assets classes in which you and/or your investment consultants address ESG incorporation in your external manager selection, appointment and/or monitoring processes.
Asset class
ESG incorporation addressed in your external manager selection, appointment and/or monitoring processes
Listed equity

Listed equity - ESG incorporation addressed in your external manager selection, appointment and/or monitoring processes

Fixed income - SSA

Fixed income - SSA - ESG incorporation addressed in your external manager selection, appointment and/or monitoring processes

Fixed income - corporate (financial)

Fixed income - corporate (financial) - ESG incorporation addressed in your external manager selection, appointment and/or monitoring processes

Fixed income - corporate (non-financial)

Fixed income - corporate (non-financial) - ESG incorporation addressed in your external manager selection, appointment and/or monitoring processes

Fixed income - securitised

Fixed income - securitised - ESG incorporation addressed in your external manager selection, appointment and/or monitoring processes

11.4. Provide a brief description of how your organisation includes responsible investment considerations in your investment manager selection, appointment and monitoring processes.

HFMC as the investment adviser (and through its Investment Advisory Group (IAG) ) conducts semi annual due diligence meetings with portfolio managers for each of our funds to discuss a variety of topics including ESG integration and company engagement. In addition, IAG meets periodically with each Sub Adviser's dedicated ESG teams.


OO 12. Modules and sections required to complete

12.1. Below are all applicable modules or sections you may report on. Those which are mandatory to report (asset classes representing 10% or more of your AUM) are already ticked and read-only. Those which are voluntary to report on can be opted into by ticking the box.

Core modules

RI implementation via external managers

Indirect - Selection, Appointment and Monitoring of External Managers

Closing module

12.2. Additional information. [Optional]


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