Hartford Funds Management Company, LLC (HFMC) is registered with the U.S. Securities and Exchange Commission (SEC) as an investment adviser and with the U.S. Commodity Futures Trading Commission (CFTC) as a commodity pool operator. HFMC serves as the investment manager to certain series of The Hartford Mutual Funds II, Inc. and to the series of The Hartford Mutual Funds, Inc., Hartford Series Fund, Inc., Hartford HLS Series Fund II. Inc., Hartford Funds Exchange-Traded Trust and Hartford Schroders Opportunistic Income Fund (each a "Fund" and collectively the "Funds"). With respect to all of the Funds, except the Funds that operate as a "fund of funds", HFMC has engaged a sub-adviser to perform the daily investment of a Fund's assets. The sub-advisers currently engaged by HFMC include Wellington Management Company LLP (Wellington) and Schroder Investment Management North America Inc.(Schroder) each of which is a PRI signatory. Lattice Strategies LLC (Lattice), a wholly owned subsidiary of HFMC, serves as the investment adviser to certain series of The Hartford Mutual Funds II, Inc. and the series of Lattice Strategies Trust. Unless otherwise noted, the responses relate to the Funds for which HFMC serves as the investment manager.