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Providence Capital N.V.

PRI reporting framework 2020

You are in Strategy and Governance » Investment policy


SG 01. RI policy and coverage


01.1. 責任投資アプローチをカバーする投資ポリシーを策定しているかどうかを明示してください。

01.2. ポリシーの構成要素/種類と対象範囲を示してください。


01.3. 投資ポリシーが以下のどの項目をカバーしているか明示して下さい:

01.4. 組織の投資原則および全体の投資戦略、受託者義務(または同等のもの)の解釈、ならびに、ESGファクターおよび実体経済の影響をどのように考慮に入れているかについて説明してください。

Investment principles are amongst others:

- Diversification is a "free lunch"

- Long term factors that drive outperformance are: value, small cap and quality

- Responible investments do not have a negative impact on performance but a positive impact on risk

Investement strategy:

- Passive investment "unless" (start with passive)

- No internal managed funds (fiduciary management) 

We are convinced that the evaluation of opportunities and threats for companies, based on financial as well as non-financial (ESG) criteria can create additional benefits for our investors in the long-term. By selecting companies that best control the various (ESG) challenges, investors advance best practices within companies and contribute to a sustainable growth and financial markets.

PCNV integrates for all asset classes, within practical limitations, fundamental criteria to improve the ESG performances of fund managers and the companies in which they invest. For this purpose, we subscribe to the Global Compact principles of the United Nations (UN), the Principles for Responsible Investment (PRI), the UN Security Council sanction list and applicable laws and regulations.

01.5. 責任投資アプローチをカバーする組織の投資ポリシーの重要な構成要素、バリエーション、例外事項を簡潔に説明してください。[任意]

01.6. 補足情報 [任意]


SG 01 CC. Climate risk (Private)

SG 02. Publicly available RI policy or guidance documents


02.1. 一般に入手できる組織の投資ポリシー文書を記載してください。その文書のURLを記入し、該当文書を添付してください。









02.2. 一般に入手できる組織の投資ポリシー文書を記載してください。その文書のURLを記入し、該当文書を添付してください。






02.3. 補足情報 [任意]

The attached ESG investment policy covers all the subjects ticked above.

SG 03. Conflicts of interest

03.1. 組織として、投資プロセスにおける潜在的な利益相反を管理するポリシーを策定しているかどうかについて明示して下さい。

03.2. 投資プロセスにおける潜在的な利益相反を管理するポリシーについて説明してください。


Providence Capital has three business units (fiduciary asset management, investment consulting and family office services) that services an identical client group (UHNW individuals and foundations).
Providence Capital is not involved in capital markets operations and has no investment products of its own.

Providence Capital is fully independent. The majority of the shares are owned by the partners. 


If a conflict of interest (relating to ESG) emerges, the procedure can be summarised as follows:

  • Management and the compliance officer have to be informed immediately.
  • They will review the potential conflict and how this conflict should be managed.
  • Providence Capital will immediately inform the client.

The internal directives and procedures concerning conflicts of interest are periodically evaluated for new risks and the effectiveness of existing measures.

Providence Capital is regulated by the Dutch financial regulator,, and the Dutch Central Bank.
Further, it is a member of the Dutch institution of complaints regarding financial services, kifid,
Finally, Providence Capital and its key employees are registered with the Dutch Securities Institute,

03.3. 補足情報 [任意]

SG 04. Identifying incidents occurring within portfolios (Private)