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KLP

PRI reporting framework 2020

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You are in Direct - Listed Equity Incorporation » ESG incorporation in actively managed listed equities » Implementation processes » (A) Implementation: Screening

A) 実施:スクリーニング

LEI 04. Types of screening applied

04.1. 組織内でアクティブ運用している上場株式に適用するスクリーニングの種類を記載し、説明してください。

スクリーニングの種類

スクリーニング実行者

説明

KLPs guidelines for responsible investments screening criteria:

ESG performance: human rights, labour rights, environment, corruption, business ethics

Product: Weapons that violate basic humanitarian principles, more than 5 percent of their revenues from coal- or oil sand-based activities (oil sand extraction, coal mining or coal-based power generation), produce more than 10,000 megawatts (MW) of energy from coal power, or extract more than 20 million tons of coal annually. 

Sector: Tobacco, alcohol, gambling services or pornography

The Nordic Ecolabelling applies additionally criteria on screening out all fossil fuels and weapons. 

 

 

 

スクリーニング実行者

説明

KLPs funds "Mer Samfunnsansvar" includes only companies that have a best in class performance on ESG. Information on the fund can be found on KLP.no: https://www.klp.no/bedrift/fond/aktive-aksjefond/klp-aksjeglobal-mer-samfunnsansvar-1.40522

スクリーニング実行者

          UN and EU sanctions, international humanitarian law, relevant weapons-related conventions
        

説明

Portfolios are screened for violations of the above mentioned norms. Companies that run an unacceptable risk of severe or systematic violations are excluded.

04.2. スクリーニング基準が変更された場合に顧客や受益者に通知する方法について説明してください。

The overall guidelines are established by the KLP board. Screening criteria are reviewed continuously and altered when needed. Any changes are published on the website and communicated through relevant information channels. The most recent version of the guidelines was adopted in 2019.

Guidelines for KLP as a responsible investor: http://english.klp.no/polopoly_fs/1.39178.1513197530!/menu/standard/file/Guidelines%20for%20KLP%20as%20a%20responsible%20investor.pdf


LEI 05. Processes to ensure screening is based on robust analysis

05.1. スクリーニングが徹底した分析に基づいていることを確実にするために、組織が使用しているプロセスを選択してください。

05.2. ESGスクリーニング戦略の一環で包括的なESG調査の対象となるアクティブ上場株式ポートフォリオの割合を示してください。

05.3. 第三者のESG評価がスクリーニング目的で更新される頻度を示してください。

05.4. 組織のESGスクリーニングを構築するための組織内リサーチを精査する頻度を示してください。

05.5. 補足情報 [任意]

For exclusion decisions based on company conduct, KLP  generally requests a second opinion on the underlying analysis from a relevant external expert.


LEI 06. Processes to ensure fund criteria are not breached

06.1. ファンドの基準に違反がないことを確認するために組織が使用しているプロセスを記載してください。

06.2. ファンドのスクリーニング基準に対する違反が判明した場合、これらの違反を是正するために従うプロセスを説明してください。

KLP performs quartelry screenings, and have alert functions that will notify about changes. Companies that are not in line with Guidelines for KLP as a responsible Investor (http://english.klp.no/polopoly_fs/1.39178.1513197530!/menu/standard/file/Guidelines%20for%20KLP%20as%20a%20responsible%20investor.pdf) will be divested from and put on the KLP-list, a list of excluded companies. The internal IT systems will perform pre-check compliance so PMs are notified if they try to buy securities issued by companies on the KLP exclusion list. 

If an error occures so that a secutity from a company on the KLP-list is invested in, the position will be sold immidiately. The breach of KLPs Guidelines will be reported to the CEO of KLP Asset Management, Compliance, Risk Management, and Responsible Investment immediately and holdings in the excluded security will be sold. This will also be reported to the KLP board of directors in the KLP Asset Management annual mandate reporting.

06.3. 補足情報 [任意]


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