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Fator Administração de Recursos

PRI reporting framework 2020

You are in Strategy and Governance » Investment policy


SG 01. RI policy and coverage


01.1. 責任投資アプローチをカバーする投資ポリシーを策定しているかどうかを明示してください。

01.2. ポリシーの構成要素/種類と対象範囲を示してください。


01.3. 投資ポリシーが以下のどの項目をカバーしているか明示して下さい:

01.4. 組織の投資原則および全体の投資戦略、受託者義務(または同等のもの)の解釈、ならびに、ESGファクターおよび実体経済の影響をどのように考慮に入れているかについて説明してください。

Investment decisions are based on fundamental analysis and market monitoring, supported by an independent analysis and research department. The investment decision process is based on an analysis of the fundamentals that determine trends in the international scenario and the behavior of global markets, followed by a thorough analysis of the domestic situation (economic activity, interest rates, exchange rates, sectoral implications and political aspects) . In addition, a meticulous fundamental assessment of companies is made (managerial, corporate, liquidity of shares) in order to define the allocation of resources, sectors of concentration and selection of assets. 
We incorporate ESG issues into investment analysis and decision-making processes. The review period and the amount of investment will depend on how we evaluate the company.

01.5. 責任投資アプローチをカバーする組織の投資ポリシーの重要な構成要素、バリエーション、例外事項を簡潔に説明してください。[任意]

01.6. 補足情報 [任意]


SG 01 CC. Climate risk (Private)

SG 02. Publicly available RI policy or guidance documents


02.1. 一般に入手できる組織の投資ポリシー文書を記載してください。その文書のURLを記入し、該当文書を添付してください。

02.2. 一般に入手できる組織の投資ポリシー文書を記載してください。その文書のURLを記入し、該当文書を添付してください。

02.3. 補足情報 [任意]

SG 03. Conflicts of interest

03.1. 組織として、投資プロセスにおける潜在的な利益相反を管理するポリシーを策定しているかどうかについて明示して下さい。

03.2. 投資プロセスにおける潜在的な利益相反を管理するポリシーについて説明してください。

Fator Financial Conglomerate strict observes “Chinese wall” policy in all its business units, which means, information regarding negotiations, projects, opinions and perspectives are not shared among their employees and / or executives. To ensure that effectively occurs, each business unit has its facilities, and there are function segregation, including regarding back office and IT.

The Compliance rules’ and the Code of Ethics prohibit sharing any kind of information among employees of different departments / business units.

The Risk and Compliance department is a corporate unit reporting to the Fator Financial Conglomerate Presidency and Board of Directors. The Compliance team operates as support and advice the business units in identifying and defining solutions involving potential conflicts of interest.

All employees are required to report on holdings in companies, in order to allow adequate control and evaluation of potential conflicts of interest.

FAR has as a principle to not allowing their asset managers to participate as board members in business corporations.

In addition to the above FAR's activities segregation also covers the following:

Physical segregation among facilities by electronic access control;

Fully segregated trading desk;

Full segregation of Back offices, employee and systems;

Custody, clearing and Settlement services' outsourced.

03.3. 補足情報 [任意]

SG 04. Identifying incidents occurring within portfolios (Not Completed)