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Fator Administração de Recursos

PRI reporting framework 2020

You are in Strategy and Governance » Investment policy

Investment policy

SG 01. RI policy and coverage

New selection options have been added to this indicator. Please review your prefilled responses carefully.

01.1. Indicate if you have an investment policy that covers your responsible investment approach.

01.2. Indicate the components/types and coverage of your policy.

Select all that apply

Policy components/types

Coverage by AUM

01.3. Indicate if the investment policy covers any of the following

01.4. Describe your organisation’s investment principles and overall investment strategy, interpretation of fiduciary (or equivalent) duties,and how they consider ESG factors and real economy impact.

Investment decisions are based on fundamental analysis and market monitoring, supported by an independent analysis and research department. The investment decision process is based on an analysis of the fundamentals that determine trends in the international scenario and the behavior of global markets, followed by a thorough analysis of the domestic situation (economic activity, interest rates, exchange rates, sectoral implications and political aspects) . In addition, a meticulous fundamental assessment of companies is made (managerial, corporate, liquidity of shares) in order to define the allocation of resources, sectors of concentration and selection of assets. 
We incorporate ESG issues into investment analysis and decision-making processes. The review period and the amount of investment will depend on how we evaluate the company.
 

01.5. Provide a brief description of the key elements, any variations or exceptions to your investment policy that covers your responsible investment approach. [Optional]

01.6. Additional information [Optional].

          
        

SG 01 CC. Climate risk (Private)


SG 02. Publicly available RI policy or guidance documents

 

02.1. Indicate which of your investment policy documents (if any) are publicly available. Provide a URL and an attachment of the document.

02.2. Indicate if any of your investment policy components are publicly available. Provide URL and an attachment of the document.

02.3. Additional information [Optional].


SG 03. Conflicts of interest

03.1. Indicate if your organisation has a policy on managing potential conflicts of interest in the investment process.

03.2. Describe your policy on managing potential conflicts of interest in the investment process.

Fator Financial Conglomerate strict observes “Chinese wall” policy in all its business units, which means, information regarding negotiations, projects, opinions and perspectives are not shared among their employees and / or executives. To ensure that effectively occurs, each business unit has its facilities, and there are function segregation, including regarding back office and IT.

The Compliance rules’ and the Code of Ethics prohibit sharing any kind of information among employees of different departments / business units.

The Risk and Compliance department is a corporate unit reporting to the Fator Financial Conglomerate Presidency and Board of Directors. The Compliance team operates as support and advice the business units in identifying and defining solutions involving potential conflicts of interest.

All employees are required to report on holdings in companies, in order to allow adequate control and evaluation of potential conflicts of interest.

FAR has as a principle to not allowing their asset managers to participate as board members in business corporations.

In addition to the above FAR's activities segregation also covers the following:

Physical segregation among facilities by electronic access control;

Fully segregated trading desk;

Full segregation of Back offices, employee and systems;

Custody, clearing and Settlement services' outsourced.

03.3. Additional information. [Optional]


SG 04. Identifying incidents occurring within portfolios (Not Completed)


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