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Pictet Asset Management

PRI reporting framework 2020

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You are in Direct - Fixed Income » ESG incorporation in actively managed fixed income » (C) Implementation: Integration

C) 実施:ESG問題の統合

FI 10. Integration overview

10.1. ESGを従来の財務分析に統合するアプローチを説明してください。

Our investment processes currently take into account certain ESG factors. Good companies typically have good business practices in corporate governance, environmental and social issues. Whilst the investment team takes these issues into account as part of the fundamental analysis, these criteria are not the main criteria for the investment team to exclude or include positions in the portfolio. That said, there are certain tools and data sources at the disposal of the team which aid in the decision-making process.

ESG data is available within our proprietary portfolio management tool, PAMFolio. These have been available to the investment team since 2014 and include for example:

  • ISS Governance scores and reports
  • Sustainalytics Controversy scores, Corporate governance scores, ESG Risk ratings  (covering all three of E, S and G), product involvement and respective reports
  • CFRA Creative Accounting reports
  • Carbon data (direct emsissions and fossil fuel reserves)

Rating alerts have been put in place by the Fixed Income Risk Team so that our team is quickly able to detect a deterioration (or improvement) in these scores. These alerts take the form of an automatic daily report sent by email to all investment teams, tailored to their respective universe, and any further investigation can be carried out by examining the historical data in the Fixed Income Risk Team’s Tableau database.

In terms of hard exclusions, we systematically exclude companies that are involved in cluster ammunition, anti-personnel landmines, chemical & biological weapons as defined by the Pictet Group Directive on Controversial Weapons. Country exclusions are also defined by a Pictet Group directive and enforced using a pre-trade check in PAMFolio.

 

10.2. 投資する債券の各種類に対してESG統合アプローチをどのように調整するのか説明してください。

SSA

On the sovereign side we are actively incorporating ESG factors into investment analysis as they help enhance decision making, makes a positive impact on long term performance and help avoid key, often hidden areas of risk.

Our highest convictions are as follows:

  • Economic growth which is not inclusive is not sustainable, i.e. look beyond GDP
  • “Excessive" natural wealth destruction hurts potential growth, i.e. countries are borrowing against the future
  • Quality of institutions and rule of law improves resilience, e.g. during economic downturns, political instability
  • Developing a forward-looking view of government stability is key

These convictions helped us develop a proprietary sovereign ESG score, calculated by the Fixed Income Risk & ESG teams, which is accessible to sovereign Portfolio Managers, Analysts and Risk Managers. 

Pictet Asset Management has formulated an Engagement process for sovereigns. We believe that pushing for change, including as bondholders, can be a valued part of our investment management offering.

社債(金融)

ESG information covering corporate governance, controversies and accounting concerns is held in a central database which is available to all investment staff and monitored by the risk team. Each investment team is responsible for incorporating the ESG data that has been made available to them into their own investment process. As such, there is no standard approach for our Corporate Bond teams and some examples of how this has been applied by different teams can be found in the final FI section of this assessment (FI 18).

Pictet Asset Management has formulated an Engagement process for corporates. We believe that pushing for change, including as bondholders, can be a valued part of our investment management offering.

社債(非金融)

ESG information covering corporate governance, controversies and accounting concerns is held in a central database which is available to all investment staff and monitored by the risk team. Each investment team is responsible for incorporating the ESG data that has been made available to them into their own investment process. As such, there is no standard approach for our Corporate Bond teams and some examples of how this has been applied by different teams can be found in the final FI section of this assessment (FI 18).

Pictet Asset Management has formulated an Engagement process for corporates (non-financial). We believe that pushing for change, including as bondholders, can be a valued part of our investment management offering.

10.3. 補足情報 [任意]


FI 11. Integration - ESG information in investment processes

11.1. ESG情報が、通常、投資プロセスの一部としてどのように使用されるのか記載してください。

当てはまるものをすべて選択してください
SSA
社債(金融)
社債(非金融)
ESG分析をファンダメンタル分析に組み込んでいる
ESG分析が発行体の内部信用評価を調整するために利用される
ESG分析が予想財務業績および将来キャッシュフロー予測を調整するために利用される
ESG分析が発行体の同業グループと比較したランキングに影響する
発行体のESG債スプレッドおよび同セクター企業に対するその相対価値が、すべてのリスクが織り込まれているか否かを把握するために分析される
各種デュレーション/満期の発行体債券へのESG分析の影響が分析される。
感度分析およびシナリオ分析が、ベースケースとESG組み込み証券評価の差を比較する評価モデルに適用される
ESG分析が、ポートフォリオのウェイティング決定に組み込まれている
会社、セクター、国、通貨が、ESGエクスポージャーの変化およびリスク制限の違反についてモニタリングされる
ESGリスクが大きい証券についてポートフォリオのESGプロファイルが検討され、ベンチマークのESGプロファイルと比較して評価される
その他(具体的に記載してください)

11.2. 補足情報 [任意]


FI 12. Integration - E,S and G issues reviewed

12.1. 組織の統合プロセスでESG問題をどのように検討するか示してください。

E(環境)
S(社会)
G(ガバナンス)
SSA

E(環境)

S(社会)

G(ガバナンス)

社債(金融)

E(環境)

S(社会)

G(ガバナンス)

社債(非金融)

E(環境)

S(社会)

G(ガバナンス)

12.2. 組織の統合プロセスでE/S/G要因を検討する方法を詳しく説明してください。

SSA

Data is available to investment teams through Tableau and each team integrates ESG into their investment process in their own way. Examples of the ESG factors we consider for sovereign issuers are shown below.

Environmental factors include but are not limited to:

  • Air Quality
  • Climate Change Exposure
  • Water Stress

Social factors include but are not limited to:

  • Healthcare Capacity
  • Education
  • Capacity to Innovate

Governance factors include but are not limited to:

  • Government Stability
  • Judicial Effectiveness & Independence
  • Right to Privacy

社債(金融)

Governance apply across all issuers. E & S factors are defined at the sector level.

Examples of data considered for Financials includes but is not limited to:

  • Products and Services Incidents
  • Business Ethics incidents
  • Customer Incidents
  • Company Data (e.g. % compliance staff out of total workforce, salesforce turnover, % loan book exposed to Community Development)

 

社債(非金融)

Governance apply across all issuers. E & S factors are defined at the sector level.

Examples of data considered for sectors includes but is not limited to:

  • Utilities: CO2 intensity, % renewables
  • Healthcare: Innovation management, Product quality and safety
  • Telecom: Labour relations, Privacy and data security

 

12.3. 補足情報 [任意]


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