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Swiss Re Ltd

PRI reporting framework 2020

Export Public Responses

You are in Direct – Private Equity » Post-investment (monitoring)


PE 09. Proportion of companies monitored on their ESG performance

09.1. 組織がポートフォリオ構成企業の投資モニタリングにESG問題を組み入れているかどうかを明示してください。

09.2. 報告年度のポートフォリオ構成企業の中で、投資のモニタリングにESGパフォーマンスを組み入れた割合を記載してください。


09.3. 組織が通常目標(KPIなど)を設定し、モニタリングしているESG問題を記載し、問題別に例を挙げてください。




          Potential for positive social impact such as improved and greater access to health care insurance, in particular, for women in less developed markets in Africa

例2 (optional)

          Poverty alleviation, support for underprivileged and underserved communities via investments in companies which provide crowdfunding solutions

例3 (optional)




          Active engagement with portfolio companies via Board seats to help advise and steer towards corporate governance improvements

例2 (optional)

          Transparency and completeness of disclosure to the board and shareholders

例3 (optional)


09.4. 補足情報 [任意]

By value, we evaluate and/or monitor ESG issues on around 98% of our investments with a focus on our core portfolio positions. We have a significant number of small investments or investments which have been written off and which we actively try to exit. Consequently, we monitor ESG issues on around 70% of our portfolio companies by number but around 98% by value.

PE 10. Proportion of portfolio companies with sustainability policy

10.1. 組織がESG/サステナビリティに関連するポリシー(または同様のガイドライン)を有するポートフォリオ構成企業の割合を追跡しているかどうかを記載してください。

10.2. ESG/サステナビリティポリシー(または同様のガイドライン)を有するポートフォリオ構成企業の割合を記載してください。


10.3. 補足情報 [任意]

By value, around 98% of our portfolio companies have an ESG/ sustainability policy.

We have a large number of small investments or investments which have been written off and which we are actively trying to exit. Consequently, about 75% of our portfolio companies by number have an ESG/ sustainability-related policy, but around 98% of our portfolio companies by value have such a policy.

PE 11. Actions taken by portfolio companies to incorporate ESG issues into operations (Private)

PE 12. Type and frequency of reports received from portfolio companies

12.1. ポートフォリオ企業に請求するESG問題に関する報告書の種類および頻度、報告書を受領する頻度を記載してください。


標準的な報告頻度 ​

12.2. ポートフォリオ企業に対し、どの程度の報告を要求しているか説明してください。また、ESG報告が対象としている資産の割合を示してください。 [任意]

Typically reporting is quarterly. For some small or run-off investments, the frequency is semi-annual.

PE 13. Disclosure of ESG issues in pre-exit

13.1. 報告年度に、プライベートエクイティ投資をエグジットする前に、組織がESG問題に関する情報を潜在的な買い手に開示したかどうかを記載してください。

13.2. 開示以外に、エグジット時に組織がESG問題をどのように考慮しているかを説明してください。

Examples of ESG issues which would be considered include but are not limited to regulatory issues and/or impact on customers and employees (Social); indemnifications, earn-outs, competitive restrictions (Governance).

13.3. 補足情報 [任意]

ESG issues could cause us to take the decision to exit an investment. ESG issues have caused us to discard potential investments during the due diligence phase of the investment process.