This report shows public data only. Is this your organisation? If so, login here to view your full report.

Lyxor Asset Management

PRI reporting framework 2020

Export Public Responses
Pdf-img

You are in Strategy and Governance » Governance and human resources

Governance and human resources

SG 07. RI roles and responsibilities

07.1. Indicate the internal and/or external roles used by your organisation, and indicate for each whether they have oversight and/or implementation responsibilities for responsible investment.

Roles

Select from the below internal roles

07.2. For the roles for which you have RI oversight/accountability or implementation responsibilities, indicate how you execute these responsibilities.

LYXOR has, a dedicated ESG/SRI team (LYXOR Sustainable and Responsible Investments Team) based in Paris, which oversees the development and the application of the SRI policy, centralizes all ESG/SRI-related matters and represents LYXOR in the diligence process.

The SRI team has 4 members (RI professionals) including three SRI Analysts and one intern:

  • An analyst expert in corporate governance in charge of the development of engagement and voting activities,
  • An ESG analyst expert in ESG integration during investment processes and engagement with small and medium-sized enterprises;
  • An ESG analyst in charge of ESG and climate risks assessment.

The LYXOR SRI Team works closely with

- François Millet , Head of Product Line Management - ETF & Indexing, overseeing LYXOR's business strategy and development in ETF, passive solutions and proprietary indices on a global basis

- Fabrice Theveneau, Head of EQ Investments - LYXOR Asset Management.

- Nicolas Moussavi, Head of Mutual Fund Selection at LYXOR Asset Management, responsible for the fund selection for mutual funds and alternative Ucits.

- Jean Sayegh, Head of Fixed Income- LYXOR Asset Management.

- Mutual Fund analysts

 

The Head of the LYXOR Sustainable and Responsible Investments Team reports directly:

  • Every week to the LYXOR General Secretary which is a member of the LYXOR Executive Committee
  • Biannually, to the executive committee of LYXOR, including the Chief Executive Officer of LYXOR, on its activities and the implementation of the responsible investment strategy.

The Head of the LYXOR Sustainable and Responsible Investments Team is also member of :

  • The Responsible Committee (CORESP) of the Business Unit
  • The CSR Management Committee of Société Générale Group

The Responsible Committee (CORESP) of the Business Unit oversees Sustainable matters. This committee is co-shared by the Head of the Business Unit and by the Chief Executive Officer of LYXOR.

In addition, a bi-annual Governance Committee oversees the implementation of LYXOR's Voting and Engagement Policy. The committee is composed of the following members: Chief Investment Officers (CIO), General Secretary, Head of Private Wealth Investments, Head of Legal Affairs, Chief Compliance Officer (RCCI), Head of the SRI team, SRI Analyst.

The committee's role includes decisions on the following:

  • Evolution of the voting policy,
  • Evolution of the scope of the voting policy,
  • Evolution of the engagement policy,
  • Potential conflict of interest.

 

07.3. Indicate the number of dedicated responsible investment staff your organisation has.

5 Number

07.4. Additional information. [Optional]

LYXOR has, a dedicated ESG/SRI team (LYXOR Sustainable and Responsible Investments Team) based in Paris, which oversees the development and the application of the SRI policy, centralizes all ESG/SRI-related matters and represents LYXOR in the diligence process.

The SRI team has 4 members (RI professionals) including three SRI Analysts and one intern:

  • An analyst expert in corporate governance in charge of the development of engagement and voting activities,
  • An ESG analyst expert in ESG integration during investment processes and engagement with small and medium-sized enterprises;
  • An ESG analyst in charge of ESG and climate risks assessment.

SG 07 CC. Climate-issues roles and responsibilities

07.5 CC. Indicate the roles in the organisation that have oversight, accountability and/or management responsibilities for climate-related issues.

Board members or trustees

Chief Executive Officer (CEO), Chief Investment Officer (CIO), Chief Risk Officer (CRO), Investment Committee

Portfolio managers

Dedicated responsible investment staff

External managers or service providers

07.6 CC. For board-level roles that have climate-related issue oversight/accountability or implementation responsibilities, indicate how these responsibilities are executed.

Supervisory board of Lyxor : The members of the Supervisory Board of LAM and LIAM are informed annually of the progress of LYXOR's ESG activity.

The Responsible Committee (CORESP) of the Business Unit oversees Sustainable matters. This committee is co-shared by the Head of the Business Unit and by the Chief Executive Officer of LYXOR.

The LYXOR climate strategy is determined by the CEO of LYXOR.

The Head of the LYXOR Sustainable and Responsible Investments Team reports directly:

-Every week to the LYXOR General Secretary which is a member of the LYXOR Executive Committee
- Biannually, to the executive committee of LYXOR, including the Chief Executive Officer of LYXOR, on its activities and the implementation of the responsible investment strategy.

The Head of the LYXOR Sustainable and Responsible Investments Team is also member of :

- The Responsible Committee (CORESP) of the Business Unit
- The CSR Management Committee of Société Générale Group

The SRI team : The SRI Team determines the Responsible Investment Policy and its implementation. The SRI team is under the responsibility of Florent DEIXONNE and integrated into the General Secretariat.

 

07.7 CC. For management-level roles that assess and manage climate-related issues, provide further information on the structure and processes involved.

The SRI Team determines the Responsible Investment Policy and its implementation.

The Head of the LYXOR Sustainable and Responsible Investments Team reports directly:

- Every week to the LYXOR General Secretary which is a member of the LYXOR Executive Committee
- Biannually, to the executive committee of LYXOR, including the Chief Executive Officer of LYXOR, on its activities and the implementation of the responsible investment strategy.

In addition, a bi-annual Governance Committee oversees the implementation of the LYXOR's voting & engagement Policy.

The committee is composed of the following members: Chief Investment Officers (CIO), General Secretary, Head of Private Wealth Investments, Head of Legal Affairs, Chief Compliance Officer (RCCI), Head of the SRI team, SRI Analyst.

07.8 CC. Indicate how your organisation engages external investment managers and/or service providers on the TCFD recommendations and their implementation.


SG 08. RI in performance management, reward and/or personal development (Private)


Top