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HĂ©rens Quality Asset Management AG

PRI reporting framework 2020

You are in Direct - Listed Equity Incorporation » ESG incorporation in actively managed listed equities » Implementation processes » (A) Implementation: Screening

(A) Implementation: Screening

LEI 04. Types of screening applied

04.1. Indicate and describe the type of screening you apply to your internally managed active listed equities.

Type of screening

Screened by


In our investment process, we strictly exclude companies that violate and do not comply with International Labor Organizations and Conventions of the United Nations Global Compact Principles. This includes violations of human rights, labor, environment and serious corruption issues.  Additionally, we exclude certain industries, where according to our beliefs, humanitarian, social, ethical, or environmental concerns are involved. We consider businesses, associated with tobacco, arms and weapons, and thermal coal industries, as greatly irresponsible towards society and environment, and therefore exclude them from our investment universe.

04.2. Describe how you notify clients and/or beneficiaries when changes are made to your screening criteria.

In case of major changes in our screening criteria, we inform clients as soon as any changes occur. Otherwise, we maintain regular communication and updates during personal meetings.

LEI 05. Processes to ensure screening is based on robust analysis

05.1. Indicate which processes your organisation uses to ensure ESG screening is based on robust analysis.

05.2. Indicate the proportion of your actively managed listed equity portfolio that is subject to comprehensive ESG research as part your ESG screening strategy.

05.5. Additional information. [Optional]

ESG analysis is an integral part of our systematic investment process. All portfolio candidates undergo standard ESG checks, with additional overlays and criteria applied upon client requests.

LEI 06. Processes to ensure fund criteria are not breached (Private)