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VinaCapital Investment Management Ltd

PRI reporting framework 2020

You are in Strategy and Governance » Investment policy


SG 01. RI policy and coverage


01.1. 責任投資アプローチをカバーする投資ポリシーを策定しているかどうかを明示してください。

01.2. ポリシーの構成要素/種類と対象範囲を示してください。


01.3. 投資ポリシーが以下のどの項目をカバーしているか明示して下さい:

01.4. 組織の投資原則および全体の投資戦略、受託者義務(または同等のもの)の解釈、ならびに、ESGファクターおよび実体経済の影響をどのように考慮に入れているかについて説明してください。

At VinaCapital, ​we  incorporate ESG issues into investment analysis and decision-making processes. Our investment tool has incorporated ESG criteria to evaluate and monitor those risks as part of our due diligence process. Our portfolio managers are also active in analysing the potential effects of ESG issues when making investment decisions. This approach is also a key to develop our understanding of the portfolio company.

We are active owners and incorporate ESG issues into our ownership policies and practices. With our voting rights and our influence as an investor, we often play an important role in improving the governance of the companies in which we invest. We engage directly with companies on ESG issues and encourage good governance and sustainable corporate practices.

We seek appropriate disclosure about ESG issues from the entities in which we invest. We encourage transparency in our discussions around ESG performance with portfolio companies and support the adoption of/adherence to relevant norms, standards, codes of conduct or international initiatives.

01.5. 責任投資アプローチをカバーする組織の投資ポリシーの重要な構成要素、バリエーション、例外事項を簡潔に説明してください。[任意]

01.6. 補足情報 [任意]


SG 01 CC. Climate risk (Private)

SG 02. Publicly available RI policy or guidance documents


02.1. 一般に入手できる組織の投資ポリシー文書を記載してください。その文書のURLを記入し、該当文書を添付してください。





02.2. 一般に入手できる組織の投資ポリシー文書を記載してください。その文書のURLを記入し、該当文書を添付してください。









02.3. 補足情報 [任意]

SG 03. Conflicts of interest

03.1. 組織として、投資プロセスにおける潜在的な利益相反を管理するポリシーを策定しているかどうかについて明示して下さい。

03.2. 投資プロセスにおける潜在的な利益相反を管理するポリシーについて説明してください。

VinaCapital has policies and procedures in place to identify and manage potential conflicts of interest that may arise in the course of providing services to its Funds and managed accounts. 

VinaCapital has identified specific potential conflicts of interest which may arise in relation to its activities. The general nature and/or source of these conflicts will be disclosed to clients before undertaking business in sufficient detail to enable the client to make an informed decision about the service in the context in which the conflict has arisen. For each potential situation, VinaCapital has analysed whether or not the risk is actual or potential for one or more of its clients.

It is not always possible to prevent actual conflicts of interest from arising. In that case VinaCapital will try to manage the conflicts of interests by:

(i) disclosure to the client;

(ii) establishing an information barrier (Chinese wall); or

(iii) declining to provide the service.

03.3. 補足情報 [任意]

SG 04. Identifying incidents occurring within portfolios (Private)