VinaCapital has policies and procedures in place to identify and manage potential conflicts of interest that may arise in the course of providing services to its Funds and managed accounts.
VinaCapital has identified specific potential conflicts of interest which may arise in relation to its activities. The general nature and/or source of these conflicts will be disclosed to clients before undertaking business in sufficient detail to enable the client to make an informed decision about the service in the context in which the conflict has arisen. For each potential situation, VinaCapital has analysed whether or not the risk is actual or potential for one or more of its clients.
It is not always possible to prevent actual conflicts of interest from arising. In that case VinaCapital will try to manage the conflicts of interests by:
(i) disclosure to the client;
(ii) establishing an information barrier (Chinese wall); or
(iii) declining to provide the service.