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Aktia Bank p.l.c.

PRI reporting framework 2020

Export Public Responses

You are in Strategy and Governance » Investment policy


SG 01. RI policy and coverage


01.1. 責任投資アプローチをカバーする投資ポリシーを策定しているかどうかを明示してください。

01.2. ポリシーの構成要素/種類と対象範囲を示してください。


01.3. 投資ポリシーが以下のどの項目をカバーしているか明示して下さい:

01.4. 組織の投資原則および全体の投資戦略、受託者義務(または同等のもの)の解釈、ならびに、ESGファクターおよび実体経済の影響をどのように考慮に入れているかについて説明してください。

Aktia's approach to Responsible investments is defined in our Principles of Responsible Investments and in our active ownership/engagement policy. The basis of our principles is a conviction that companies that conduct their business in a responsible way, and in accordance with sustainable norms, are more profitable and exhibit a more favorable risk profile over the long term, than companies that do not act in such a way. At the same time, to us responsible investments means that we strive to achieve as good returns as possible at the chosen level of risk. We apply responsible investments throughtout our product line and across asset classes. We apply the following methods of responsible investments; Observation of ESG Factors, Exclusion, Responsible Ownership.

01.5. 責任投資アプローチをカバーする組織の投資ポリシーの重要な構成要素、バリエーション、例外事項を簡潔に説明してください。[任意]

01.6. 補足情報 [任意]


SG 01 CC. Climate risk

01.6 CC. 投資期間において特定され、組織の投資戦略・商品に組み込まれている気候関連のリスクおよび機会について記述してください。

特定された気候関連の移行リスク・物理的リスクおよび機会、ならびに投資戦略・商品にそれらがどのように組み込まれているかを説明してください。(500 語以内で自由に記載)

We perform climate change scenario analysis for our equity and corporate bond funds. We have e.g. identified higher transition risk for the oil service sector and held a strategic underweight for a longer time already. We also identify e.g. the reinsurance sector as more prone to climate change related physical risks. On a group level Aktia has performed 2019 a climate risk analysis of our operations. 

01.7 CC. 組織はそれら気候リスクの可能性および影響を評価しましたか?


The positive opportunities that leading companies can benefit from are partly dependent on regulation that enforces stricter requirements for climate emissions related business activities. This is already happening in some sectors and can strengthen in the near term. Technologies that can benefit in the near term do already exist and can already be improved and developed further by companies.

The risks to high emissions companies relating to rising costs for carbon emissions are likewise dependent on the timing of regulation, costs are already becoming more meaningful, and things may change in this field in a matter of the next few years.

The risks relating to physical effects will rise over time, in our view the majority of companies may still not be materially affected by physical risks during the next 5 years.

01.8 CC. 組織はTCFDを公式に支持しますか?

01.9 CC. 重大な気候関連リスクおよび機会を特定・管理する組織全体の戦略がありますか?


On a group level Aktia has performed 2019 a climate risk analysis of our operations. We also put in place in 2019 a group wide climate policy as part of the sustainability program of Aktia.

1.10 CC. TCFD開示を発表するために組織が使用する文書/通信を示してください。


          Carbon footprints and carbon intensity are disclosed in our monthly fund reports and our biannual Responsible Investments review.

SG 02. Publicly available RI policy or guidance documents


02.1. 一般に入手できる組織の投資ポリシー文書を記載してください。その文書のURLを記入し、該当文書を添付してください。










02.2. 一般に入手できる組織の投資ポリシー文書を記載してください。その文書のURLを記入し、該当文書を添付してください。







02.3. 補足情報 [任意]

Fund specific principles are part of the fund rules, which are publicly available at

The topics listed above are covered in two different documents, the overall ESG/RI policy that is asset class specific and covering the ESG methods used and in the Active Ownership policy, covering more in detail e.g. engagement and proxy voting. THe active ownership policy is only available in Finnish and Swedish. Both policies are publicly available on the website. 

SG 03. Conflicts of interest

03.1. 組織として、投資プロセスにおける潜在的な利益相反を管理するポリシーを策定しているかどうかについて明示して下さい。

03.2. 投資プロセスにおける潜在的な利益相反を管理するポリシーについて説明してください。

The policy defines a process for identifying and eliminating potential conflicts of interest. This area is overseen by the compliance department. 

03.3. 補足情報 [任意]

SG 04. Identifying incidents occurring within portfolios

04.1. 組織では、投資先企業において発生するインシデントの特定と管理を行うプロセスを設定しているかどうか明示して下さい。

04.2. インシデントを管理するプロセスを説明して下さい

We use a service provider, ISS ESG for norms-based screening of our direct equity and corporate bond funds. This way we identify possible norm-breaches in the investee companies effectively. In case portfolio companies are found to have breached the UN Global Compact principles, they may be approached for engagement on our behalf by our collaboration partners ISS ESG. We also engage with companies within other collaborative engagement initiatives, such as the Climate Action 100+. We also conduct our own direct engagement with investee companies and this is done mainly by our portfolio managers and analysts.