This report shows public data only. Is this your organisation? If so, login here to view your full report.

CapMan Plc

PRI reporting framework 2020

Export Public Responses
Pdf-img

You are in Direct – Private Equity » Post-investment (monitoring)

Post-investment (monitoring)

PE 09. Proportion of companies monitored on their ESG performance

09.1. Indicate whether your organisation incorporates ESG issues in investment monitoring of portfolio companies.

09.2. Indicate the proportion of portfolio companies where your organisation included ESG performance in investment monitoring during the reporting year.

 (in terms of total number of portfolio companies)

09.3. Indicate ESG issues for which your organisation typically sets and monitors targets (KPIs or similar) and provide examples per issue.

ESG issues

List up to three example targets of environmental issues

Example 1

          Environmental policy and relevant Environmental Management System in place and up to date.
        

Example 2 (optional)

          Yearly GHG emissions
        

Example 3 (optional)

          Initiatives to reduce company's environmental footprint
        

List up to three example targets of social issues

Example 1

          HR and Health and Safety policy in place, and Occupational Health & Safety Management System in place and up to date
        

Example 2 (optional)

          Lost Time Injury Frequency Rate
        

Example 3 (optional)

          Share of female employees
        

List up to three example targets of governance issues

Example 1

          Implementation of procedures or ethical codes to prevent child & forced labour, bribery and money laundering
        

Example 2 (optional)

          Reviews or audits completed to company's supply chain with regard to ESG matters
        

Example 3 (optional)

          Company being under investigation for fraud or subject to lawsuit in relation to business ethics
        

09.4. Additional information. [Optional]

In general, particular attention is paid to corporate governance, management incentives, and ESG-related incidents across the portfolio. Furthermore, in many cases there are other ESG-related metrics that are followed in that particular company or industry, and the relevance of those is evaluated on a case by case basis.


PE 10. Proportion of portfolio companies with sustainability policy

10.1. Indicate if your organisation tracks the proportion of your portfolio companies that have an ESG/sustainability-related policy (or similar guidelines).

10.2. Indicate what percentage of your portfolio companies has an ESG/sustainability policy (or similar guidelines).

(in terms of total number of portfolio companies)

10.3. Additional information. [Optional]


PE 11. Actions taken by portfolio companies to incorporate ESG issues into operations

11.1. Indicate the types of actions taken by your portfolio companies to incorporate ESG issues into operations and what proportion of your portfolio companies have implemented these actions.

Types of actions taken by portfolio companies

Implemented by percentage of portfolio companies

(in terms of total number of portfolio companies)

Implemented by percentage of portfolio companies

(in terms of total number of portfolio companies)

Implemented by percentage of portfolio companies

(in terms of total number of portfolio companies)

Implemented by percentage of portfolio companies

(in terms of total number of portfolio companies)

Implemented by percentage of portfolio companies

11.2. Describe how your organisation contributes to the portfolio companies’ resourcing and management of ESG issues.

ESG issues are managed at portfolio companies' Board of Directors level. CEO or other company's management team member is responsible for day-to-day actions and reporting to the Board. CapMan has a representative in each portfolio company's Board.


PE 12. Type and frequency of reports received from portfolio companies

12.1. Indicate the type and frequency of reports you request and/or receive from portfolio companies covering ESG issues.

Type of reporting 

Typical reporting frequency 

Typical reporting frequency 

12.2. Describe what level of reporting you require from portfolio companies, and indicate what percentage of your assets are covered by ESG reporting.[OPTIONAL]


PE 13. Disclosure of ESG issues in pre-exit

13.1. Indicate whether during the reporting year your organisation disclosed information on ESG issues to potential buyers prior to exit for private equity investments.

13.2. Apart from disclosure, describe how your organisation considers ESG issues at exit.

When exiting an investment, ESG issues impacting the entity being sold and CapMan are evaluated case by case by the investment committee that makes the exit decision. CapMan always performs an analysis of potential money laundering risks at exit.

13.3. Additional information.


Top