This report shows public data only. Is this your organisation? If so, login here to view your full report.

Sionna Investment Managers

PRI reporting framework 2020

You are in Strategy and Governance » Investment policy


SG 01. RI policy and coverage


01.1. 責任投資アプローチをカバーする投資ポリシーを策定しているかどうかを明示してください。

01.2. ポリシーの構成要素/種類と対象範囲を示してください。


01.3. 投資ポリシーが以下のどの項目をカバーしているか明示して下さい:

01.4. 組織の投資原則および全体の投資戦略、受託者義務(または同等のもの)の解釈、ならびに、ESGファクターおよび実体経済の影響をどのように考慮に入れているかについて説明してください。

Sionna’s objective is to provide downside protection and deliver long-term, above-average returns by applying a disciplined value approach.  ESG factors contribute to our fundamental research and help to inform our analysis as part of our bottom-up investment approach. A proper evaluation of a company’s exposure to ESG factors helps Sionna to determine what long-term returns to anticipate from a company, what level of risk to account for and what margin of safety to demand on our investment. By understanding the key drivers of a business and what obstacles may challenge our investment thesis, we can properly manage risk and remain good stewards of our clients’ capital.

01.5. 責任投資アプローチをカバーする組織の投資ポリシーの重要な構成要素、バリエーション、例外事項を簡潔に説明してください。[任意]

Sionna’s Responsible Investing Policy outlines how we define ESG investing, our ESG incorporation approach, active ownership and engagement, and our internal governance of the policy.

01.6. 補足情報 [任意]


SG 01 CC. Climate risk (Private)

SG 02. Publicly available RI policy or guidance documents


02.1. 一般に入手できる組織の投資ポリシー文書を記載してください。その文書のURLを記入し、該当文書を添付してください。




02.2. 一般に入手できる組織の投資ポリシー文書を記載してください。その文書のURLを記入し、該当文書を添付してください。






02.3. 補足情報 [任意]

SG 03. Conflicts of interest

03.1. 組織として、投資プロセスにおける潜在的な利益相反を管理するポリシーを策定しているかどうかについて明示して下さい。

03.2. 投資プロセスにおける潜在的な利益相反を管理するポリシーについて説明してください。

Sionna has a robust Conflict of Interest Disclosure Statement that is available in it’s entirely on our website.  Under securities regulations, Sionna, in each of its registrant roles, is required to identify material conflicts of interest which would be expected to arise between Sionna (including each individual, acting on its behalf) and its Clients. The purpose of Sionna’s Conflicts of Interest Disclosure Statement is to provide Clients with a description of such conflicts as a registrant firm with roles as advisor, investment fund manager and dealer might encounter and the measures Sionna has taken to prevent, avoid, and mitigate such conflicts.

The potential conflicts include: referral arrangements with affiliated managers and third parties, investments in related or connected issuers, investments in certain other issuers, principal transactions and cross-trading securities, best execution and soft dollars, the marketing, promotion and sale of Sionna pooled funds, fair allocation amongst clients, fees of Sionna, allocating expenses among funds within a fund, pricing and account errors, proxy voting and other corporate actions, personal trading, gifts and business entertainment, and outside business activities.

As mentioned, Sionna’s Conflict of Interest Disclosure Statement is available in full on our website.

03.3. 補足情報 [任意]

SG 04. Identifying incidents occurring within portfolios (Private)