Sionna has a robust Conflict of Interest Disclosure Statement that is available in it’s entirely on our website. Under securities regulations, Sionna, in each of its registrant roles, is required to identify material conflicts of interest which would be expected to arise between Sionna (including each individual, acting on its behalf) and its Clients. The purpose of Sionna’s Conflicts of Interest Disclosure Statement is to provide Clients with a description of such conflicts as a registrant firm with roles as advisor, investment fund manager and dealer might encounter and the measures Sionna has taken to prevent, avoid, and mitigate such conflicts.
The potential conflicts include: referral arrangements with affiliated managers and third parties, investments in related or connected issuers, investments in certain other issuers, principal transactions and cross-trading securities, best execution and soft dollars, the marketing, promotion and sale of Sionna pooled funds, fair allocation amongst clients, fees of Sionna, allocating expenses among funds within a fund, pricing and account errors, proxy voting and other corporate actions, personal trading, gifts and business entertainment, and outside business activities.
As mentioned, Sionna’s Conflict of Interest Disclosure Statement is available in full on our website.