This report shows public data only. Is this your organisation? If so, login here to view your full report.


PRI reporting framework 2020

You are in Strategy and Governance » Investment policy


SG 01. RI policy and coverage


01.1. 責任投資アプローチをカバーする投資ポリシーを策定しているかどうかを明示してください。

01.2. ポリシーの構成要素/種類と対象範囲を示してください。

          oversight of policy compliance

01.3. 投資ポリシーが以下のどの項目をカバーしているか明示して下さい:

01.4. 組織の投資原則および全体の投資戦略、受託者義務(または同等のもの)の解釈、ならびに、ESGファクターおよび実体経済の影響をどのように考慮に入れているかについて説明してください。

All investments should adhere to the principles as set out by the United Nations (UN) Principles of Responsible Investment and the Code for Responsible Investing by Institutional Investors in South Africa 2011 (CRISA). 

Sanlam Investment Management has a formal Responsible Investment Policy and Procedure document in place which governs the principles around responsible investment management and it is based on the UN and CRISA principles around responsible investment.

Sanlam Limited has realised the need to have a specific guidelines for Environmental, Social and Governance factors. These are currently not explicit in the Investment Policy.

01.5. 責任投資アプローチをカバーする組織の投資ポリシーの重要な構成要素、バリエーション、例外事項を簡潔に説明してください。[任意]

01.6. 補足情報 [任意]

          The Group Investment Policy covers shareholder portfolio investments. As those investments are effected through the investment manager,their responsible investment policy applies. we do not have a specific responsible investment policy as per PRI requirements. This is being worked on. within our current Investment Policy we specify that	Sanlam, specifically Sanlam Investment Management, subscribes to the United Nations Principles of Responsible Investment and the Code for Responsible Investing by Institutional Investors in South Africa 2011 (CRISA).

Investments in subsidiaries and associates are dealt with in the Group Governance Policy, and currently there is no overt reference to responsible investing.

SG 01 CC. Climate risk (Private)

SG 02. Publicly available RI policy or guidance documents


02.1. 一般に入手できる組織の投資ポリシー文書を記載してください。その文書のURLを記入し、該当文書を添付してください。

02.2. 一般に入手できる組織の投資ポリシー文書を記載してください。その文書のURLを記入し、該当文書を添付してください。

02.3. 補足情報 [任意]

SG 03. Conflicts of interest

03.1. 組織として、投資プロセスにおける潜在的な利益相反を管理するポリシーを策定しているかどうかについて明示して下さい。

03.2. 投資プロセスにおける潜在的な利益相反を管理するポリシーについて説明してください。

The Sanlam Group has well-established risk and compliance management functions, both on a Group level and on a subsidiary level. The Group Conflict of Interest Policy covers all potential conflict of interest risk across the Sanlam Group (including the investment process), and also includes all subisdiary businesses. It is supported by the overarching Group Code fo Ethical Conduct, as well as other policies that address combating financial crime, and gratifications etc. We annually publically disclose a Capital and Risk Management Report as part of our Integrated Annual Report, where the risk management mechanism are shared.

The Group Governance framework also deals with compliance to investment principles.  The compliance principles set out in this policy is supplementing those in the Group Governance framework.  Compliance to the Group principles is the responsibility of the individual Business Units and there is a second line of assurance through Group Risk Management and third line of assurance through Internal Audit.

03.3. 補足情報 [任意]

SG 04. Identifying incidents occurring within portfolios (Private)