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Barings LLC

PRI reporting framework 2020

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Basic information

OO 01. Signatory category and services

01.1. Select the services and funds you offer

Select the services and funds you offer
% of asset under management (AUM) in ranges
Fund management
Fund of funds, manager of managers, sub-advised products
Other
Total 100%

Further options (may be selected in addition to the above)

01.2. Additional information. [Optional]

Barings is a $338+ billion  global financial services firm dedicated to meeting the evolving investment and capital needs of our clients (as of 31 December, 2019).

Through active asset management and direct origination, we provide innovative solutions and access to differentiated opportunities across public and private capital markets. A subsidiary of MassMutual, we have the financial stability and flexibility to take a long-term approach.

Global Footprint

Barings' global footprint and 2,000 + associates globally give us a broader perspective, acces to a diverse set of opportunities and the ability to truly partner with our clients to invest across global markets.

Investment Solutions

Barings leverages our depth and breadth of expertise across the global fixed income, alternative investment and equity markets to help our clients achieve their investment goals.

Long-Term Partner

Barings' commitment to meeting the current and evolving needs of our clients is at the core of everything we do. We listen to our clients to understand their needs so that we can be a strategic advisor and long-term partner in helping them meet their unique investment goals.

 


OO 02. Headquarters and operational countries

02.1. Select the location of your organisation’s headquarters.

United States

02.2. Indicate the number of countries in which you have offices (including your headquarters).

02.3. Indicate the approximate number of staff in your organisation in full-time equivalents (FTE).

2007 FTE

02.4. Additional information. [Optional]

Barings is headquartered in Charlotte, North Carolina but has a global presence. 

In North America, Barings has offices in Boston, MA; Charlotte, NC; Chicago, IL; El Segundo, CA; Hartford, CT; New Haven, CT; New York, NY; Newport Beach, CA; Oakland, CA; Plano, TX; Springfield, MA; Stamford, CT, Toronto, Ontario; and Washington, D.C.

In Europe, we have offices in Amsterdam, Berlin, Düsseldorf; Frankfurt, Geneva, Hamburg, Helsinki, London, Madrid, Milan, Munich, Paris and Stockholm.

In Asia-Pacific, we have offices in Hong Kong, Melbourne, Sydney, Seoul, Taipei, Kaohsiung, Tokyo and Shanghai.

 


OO 03. Subsidiaries that are separate PRI signatories

03.1. Indicate whether you have subsidiaries within your organisation that are also PRI signatories in their own right.

03.3. Additional information. [Optional]

 

 

 


OO 04. Reporting year and AUM

04.1. Indicate the year end date for your reporting year.

31/12/2019

04.2. Indicate your total AUM at the end of your reporting year.

Include the AUM of subsidiaries, but exclude advisory/execution only assets, and exclude the assets of your PRI signatory subsidiaries that you have chosen not to report on in OO 03.2
Total AUM
trillions billions millions thousands hundreds
Currency
Assets in USD
trillions billions millions thousands hundreds

04.4. Indicate the assets which are subject to an execution and/or advisory approach. Provide this figure based on the end of your reporting year

04.5. Additional information. [Optional]


OO 06. How would you like to disclose your asset class mix

06.1. Select how you would like to disclose your asset class mix.

Internally managed (%)
Externally managed (%)

 

Listed equity <10% 8.9 0 0
Fixed income >50% 83.9 0 0
Private equity <10% 1.9 0 0
Property <10% 4.6 0 0
Infrastructure <10% 0.4 0 0
Commodities <10% 0.1 0 0
Hedge funds 0 0 0 0
Fund of hedge funds 0 0 0 0
Forestry 0 0 0 0
Farmland 0 0 0 0
Inclusive finance 0 0 0 0
Cash <10% 0.2 0 0
Money market instruments 0 0 0 0
Other (1), specify 0 0 0 0
Other (2), specify 0 0 0 0

06.2. Publish asset class mix as per attached image [Optional].

06.3. Indicate whether your organisation has any off-balance sheet assets [Optional].

06.5. Indicate whether your organisation uses fiduciary managers.

06.6. Provide contextual information on your AUM asset class split. [Optional]


OO 07. Fixed income AUM breakdown (Private)


OO 08. Segregated mandates or pooled funds (Not Applicable)


OO 09. Breakdown of AUM by market

09.1. Indicate the breakdown of your organisation’s AUM by market.

92 Developed Markets
8 Emerging Markets
0 Frontier Markets
0 Other Markets
Total 100% 100%

09.2. Additional information. [Optional]


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