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Garcia Hamilton & Associates, L.P.

PRI reporting framework 2020

You are in Strategy and Governance » Governance and human resources


SG 07. RI roles and responsibilities

07.1. 組織が採用している内部または外部の役割、ならびにそれぞれの責任投資に対する監督責任および実施責任の有無について明示してください。



          Managing Director

07.2. RIの監督/説明責任または実施責任を担う役職について、このような責任をどのように果たすのか記載してください。

The Firm’s fixed income investment team consists of ten (10) people with Gilbert A. Garcia, Managing Partner, and/or Karen Tass, Partner/Portfolio Manager, having the final decision-making and oversight responsibility for all portfolios, including oversight/accountability for ESG/responsible investment. Mr. Garcia interacts throughout the day with the fixed income trading desk on the positioning of the portfolio. The fixed income team works with Mr. Garcia on the timing of portfolio changes as well as security selection and trade executions. In addition, all members of the fixed income team are generalists; however, they do focus on certain sectors, and also serve as traders. Mr. Garcia and Nancy Rodriguez, Partner/Portfolio Manager, supervise the trading activities. Additionally, Ms. Rodriguez is responsible for overseeing investment team activities, coordinating new accounts, and portfolio cash flows. Jeffrey Detwiler, Partner/Portfolio Manager, covers the short-term markets, Ms. Tass covers the corporate sector, and Benjamin Monkiewicz, Partner/Portfolio Manager, covers agencies and mortgage-backed securities. Don Elsenbrock, Partner/Portfolio Manager, serves as the Strategist creating investment tools to (1) assist in anticipating major turns in economic activity and (2) are significant inputs into the construction of the portfolio for which we set target portfolio ranges for duration, yield curve, sector allocation, and sector duration contribution. Our Portfolio Managers spend about 30-50% of their time on research while the balance is spent on trading and portfolio maintenance. Portfolio Managers have oversight, accountability, and implementation responsibilities as it relates to ESG/responsible investment integration. Our Strategist and four (4) Analysts spend most of their time on pure research, with our Strategist taking the lead on ESG research. Analysts have implementation responsibilities as it relates to ESG integration. Our Strategist has oversight, accountability, and implementation responsibilities as it relates to ESG/responsible investment integration.

07.3. 組織にいる専任の責任投資担当者の人数を記載してください。


07.4. 補足情報 [任意]

Our investment team are generalists, and in effect all "dedicated responsible investment staff", as they are committed to our overall investment philosophy and process that has included ESG considerations since the Firm's inception (1988). ESG factors are incorporated considerations in our portfolio construction, investment decision-making, investment analysis and due diligence, thus all our team members are dedicated to responsible investment. 

SG 07 CC. Climate-issues roles and responsibilities (Private)

SG 08. RI in performance management, reward and/or personal development (Private)