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PRI reporting framework 2020

You are in Strategy and Governance » Investment policy


SG 01. RI policy and coverage


01.1. 責任投資アプローチをカバーする投資ポリシーを策定しているかどうかを明示してください。

01.2. ポリシーの構成要素/種類と対象範囲を示してください。


01.3. 投資ポリシーが以下のどの項目をカバーしているか明示して下さい:

01.4. 組織の投資原則および全体の投資戦略、受託者義務(または同等のもの)の解釈、ならびに、ESGファクターおよび実体経済の影響をどのように考慮に入れているかについて説明してください。

Makalani has adopted the following 8 principles:

  1. Integrate ESG issues into the investment process, from investment screening and decision-making, through the monitoring of investments over the holding period.
  2. Ensure that all investment sponsors and/or investee companies are dedicated to preventive and precautionary approaches with respect to environmental and social impacts.  If any environmental or social impact is unavoidable it must be appropriately mitigated or compensated.
  3. Ensure that investment sponsors and/or investee companies comply with the legal and regulatory requirements of the jurisdictions in which they operate and, beyond that work towards relevant international ESG norms and standards.
  4. Ensure that investment sponsors and/or investee companies observe high standards of business integrity and governance. Makalani will work through appropriate governance structures (e.g. board of directors) with investee companies with respect to ESG issues, with the goal of improving performance and minimizing adverse impacts.
  5. Encourage investment sponsors and/or investee companies to establish an open dialogue with their stakeholders on the environmental and social impacts of their activities.
  6. Seek continuous improvement in the management of ESG matters.
  7. Report on Makalani’s activities and progress towards implementing ESG principles.
  8. Provide transparent and relevant information on ESG matters relating to investment activities, adhering to confidentiality. 

01.5. 責任投資アプローチをカバーする組織の投資ポリシーの重要な構成要素、バリエーション、例外事項を簡潔に説明してください。[任意]

We are able to incorporate client preferences to our ESG policy.  

01.6. 補足情報 [任意]


SG 01 CC. Climate risk (Private)

SG 02. Publicly available RI policy or guidance documents


02.1. 一般に入手できる組織の投資ポリシー文書を記載してください。その文書のURLを記入し、該当文書を添付してください。


02.2. 一般に入手できる組織の投資ポリシー文書を記載してください。その文書のURLを記入し、該当文書を添付してください。

02.3. 補足情報 [任意]

SG 03. Conflicts of interest

03.1. 組織として、投資プロセスにおける潜在的な利益相反を管理するポリシーを策定しているかどうかについて明示して下さい。

03.2. 投資プロセスにおける潜在的な利益相反を管理するポリシーについて説明してください。

The organisation has a Conflict of Interest Policy that covers all individuals and the wider organisation.

This Conflict of Interest Policy forms an integral part of the Code of Conduct and addresses the conduct of investment and other personnel of the fund manager. It also deals with a number of related matters, including the requirements imposed on the regulators in South Africa (Financial Sector Conduct Authority) and Namibia (Namibia Financial Institutions Supervisory Authority).  In addition, certain rules may apply to individuals (in managing conflicts) by professional associations or by virtue of their specific role within the organisation. 

The objective of the Conflict of Interest Policy is to protect the fund manager and investors, against inadvertent breaches of these requirements and, in the event of a breach, to demonstrate that all reasonable precautions had been taken. The policy also protects all individuals by minimizing as much as possible the risk of inadvertent breaches and from the appearance of profiting from knowledge or presumed knowledge gained at the fund manager.

03.3. 補足情報 [任意]

SG 04. Identifying incidents occurring within portfolios (Private)