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Cape Ann Asset Management Limited

PRI reporting framework 2020

You are in Direct - Listed Equity Active Ownership » Overview


LEA 01. Description of approach to engagement

New selection options have been added to this indicator. Please review your prefilled responses carefully.

01.1. Indicate whether your organisation has an active ownership policy (includes engagement and/or voting).

01.2. Attach or provide a URL to your active ownership policy.

01.3. Indicate what your active engagement policy covers:

General approach to Active Ownership



01.4. Do you outsource any of your active ownership activities to service providers?

01.5. Where active ownership activities are conducted by service providers, indicate whether your active ownership policy covers any of the following:

          Certain proxy voting processing responsibilities (see further details below).

01.6. Additional information [optional]

Cape Ann has outsourced certain of its proxy processing responsibilities to ISS, a leading provider of proxy voting. ISS provides Cape Ann with meeting notification and ballot delivery services, agenda summaries, detailed agenda content including original source documents, translation services, power of attorney maintenance, recordkeeping, custom reports and vote instruction processing services. Meeting notifications are provided according to an established service level agreement in place between Cape Ann and ISS and one in place between our custodian and Cape Ann. Cape Ann does not outsource any part of its proxy voting decision making process to ISS or Northern Trust.