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SEI Investments Company

PRI reporting framework 2020

You are in Strategy and Governance » Investment policy


SG 01. RI policy and coverage


01.1. 責任投資アプローチをカバーする投資ポリシーを策定しているかどうかを明示してください。

01.2. ポリシーの構成要素/種類と対象範囲を示してください。


01.3. 投資ポリシーが以下のどの項目をカバーしているか明示して下さい:

01.4. 組織の投資原則および全体の投資戦略、受託者義務(または同等のもの)の解釈、ならびに、ESGファクターおよび実体経済の影響をどのように考慮に入れているかについて説明してください。

Our investment philosophy is based on a custom approach to investment management that applies to all aspects of a diversified portfolio. Our approach transcends the use of a single investment vehicle to embrace a more comprehensive view across strategies, managers and asset classes. We work with our clients to create a strategic asset allocation as the foundation for their portfolio. We then actively manage and monitor their portfolios to capitalize on short-term market inefficiencies, generate excess returns and mitigate risk.

We believe in:

Strategic Asset Allocation: Markets are mostly efficient over extended periods, and investors should avoid market timing by developing a diversified, long-term asset allocation

Opportunistic Investments: Markets can be inefficient in short-term periods and present thematic opportunities in public and private markets

Manager Implementation: Style tilts and strong active manager selection within less efficient asset classes can create better risk-adjusted returns

Use focused, active managers with reduced fees in less efficient asset classes

Access capacity-constrained, high-quality managers in alternatives

Apply ESG evaluation criteria to help meet investment objectives or social goals

01.5. 責任投資アプローチをカバーする組織の投資ポリシーの重要な構成要素、バリエーション、例外事項を簡潔に説明してください。[任意]

01.6. 補足情報 [任意]


SG 01 CC. Climate risk (Private)

SG 02. Publicly available RI policy or guidance documents


02.1. 一般に入手できる組織の投資ポリシー文書を記載してください。その文書のURLを記入し、該当文書を添付してください。







02.2. 一般に入手できる組織の投資ポリシー文書を記載してください。その文書のURLを記入し、該当文書を添付してください。







02.3. 補足情報 [任意]

Further detail on the above can be found in our Stewardship Code: and also our corporate responsibility statement:

SG 03. Conflicts of interest

03.1. 組織として、投資プロセスにおける潜在的な利益相反を管理するポリシーを策定しているかどうかについて明示して下さい。

03.2. 投資プロセスにおける潜在的な利益相反を管理するポリシーについて説明してください。

We acknowledge that managers within SEI strategies may be customers of other strategies or have contractual relationships with other SEI Investments Company entities for services. To identify conflicts of interest, we implement a thorough and disciplined manager due diligence process based on rigorous research. These proactive measures allow SEI to reduce potential conflicts of interest while placing our clients’ interests above our own.

Our manager due diligence applies a faceted approach across SEIC’s business operations and units in determining conflicts of interest, including:

  • Corporate structure
  • Control relationships
  • Affiliate relationships
  • Litigation
  • Compliance policies and procedures
  • Trading policies
  • Compensation

It is our policy not to take into consideration business relationships among managers and SEIC entities when determining whether to recommend managers for approval. At the time each manager’s investment sub-advisory agreement is scheduled to be considered for initial approval or renewal, SEI Compliance will identify whether any business relationships between managers and SEIC (or any of its business units) exist.

03.3. 補足情報 [任意]

SG 04. Identifying incidents occurring within portfolios (Private)