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de Pury Pictet Turrettini & Cie

PRI reporting framework 2020

Export Public Responses

You are in Strategy and Governance » Investment policy


SG 01. RI policy and coverage


01.1. 責任投資アプローチをカバーする投資ポリシーを策定しているかどうかを明示してください。

01.2. ポリシーの構成要素/種類と対象範囲を示してください。


01.3. 投資ポリシーが以下のどの項目をカバーしているか明示して下さい:

01.4. 組織の投資原則および全体の投資戦略、受託者義務(または同等のもの)の解釈、ならびに、ESGファクターおよび実体経済の影響をどのように考慮に入れているかについて説明してください。

For more than ten years now we have been demonstrating that active management can be reinvented to reconcile profitability with responsibility. Active portfolio management, based on thorough fundamental analysis including direct engagement, is the keystone of the Buy & Care investment strategy.

The strategy, developed by PPT, has now matured to a point where it may be useful to restate its three founding principles. They have proved particularly reliable in the long term and through changing financial and economic cycles.

1.          We do not invest in a stock but in a company. Every effort will be made to visit the companies and increase our understanding of their business model and their senior managements’ ability to ensure its longevity.

2.          The main aim is to create added value for our investors in the medium and long term. We are proud to have advanced active management as a whole, particularly by working with a longer time horizon that requires strict discipline in the fundamental analysis.

3.          We build concentrated portfolios. Our deep analysis strengthens our convictions and reduces portfolio turnover and transaction fees, while also enabling us to deviate from the benchmarks.

01.5. 責任投資アプローチをカバーする組織の投資ポリシーの重要な構成要素、バリエーション、例外事項を簡潔に説明してください。[任意]

01.6. 補足情報 [任意]


SG 01 CC. Climate risk

01.6 CC. 投資期間において特定され、組織の投資戦略・商品に組み込まれている気候関連のリスクおよび機会について記述してください。

特定された気候関連の移行リスク・物理的リスクおよび機会、ならびに投資戦略・商品にそれらがどのように組み込まれているかを説明してください。(500 語以内で自由に記載)

All our Funds do take into account climate-related risks and opportunities.

Two specific in-house managed Fund do take climate-related opportunities particularly into account as they are dedicated to the theme:

EIC - Renewable Energy Fund

EIC - Energy Infrastructure Fund

01.7 CC. 組織はそれら気候リスクの可能性および影響を評価しましたか?


The pace and impact of the energy transition is probably the most difficult to assess, but we developed specifically the above mentioned products to accelerate it and to profit from the opportunities linked to renewable energy and new energy infrastructures in the mid to long-term.

01.8 CC. 組織はTCFDを公式に支持しますか?


The TCFD needs first to be first adopted by large institutional players. Small innovative companies like ourselves can demonstrate the tangible postitive impact more direclty via our products and services.

01.9 CC. 重大な気候関連リスクおよび機会を特定・管理する組織全体の戦略がありますか?


All material risks and opportunities, including climate-related risks, are analyzed and priced-in for all our investment decisions.

1.10 CC. TCFD開示を発表するために組織が使用する文書/通信を示してください。

SG 02. Publicly available RI policy or guidance documents


02.1. 一般に入手できる組織の投資ポリシー文書を記載してください。その文書のURLを記入し、該当文書を添付してください。





02.2. 一般に入手できる組織の投資ポリシー文書を記載してください。その文書のURLを記入し、該当文書を添付してください。









02.3. 補足情報 [任意]

SG 03. Conflicts of interest

03.1. 組織として、投資プロセスにおける潜在的な利益相反を管理するポリシーを策定しているかどうかについて明示して下さい。

03.2. 投資プロセスにおける潜在的な利益相反を管理するポリシーについて説明してください。

Internal guidelines regarding trading execution - procedure relative to discretionary mandates and funds. In particular, the procedure concerns the avoidance of conflict of interests, which could be raised in the context of an investment activity, such as fair allocation of IPOs, best trade execution etc. The scope is to guarantee client impartiality and to avoid favoring our own interests or interests of others in the detriment of the clients’. The application of these principles is verified on a random basis during the transaction and portfolio reviews.

Other principles of ethics present in the Swiss legislation have to be respected by PPT’s employees at large. Besides the avoidance of insider trading, another illustration relates to the prevention of front running.

Finally, we would like to conclude on this important topic that integrity and transparency are very much part of our company’s culture. Our objectives as client’ advisors must be in line with those of the recommendations carried out in the exclusive interest of our clients.

03.3. 補足情報 [任意]

SG 04. Identifying incidents occurring within portfolios (Private)