Public HTML RI reports - PRI reporting framework 2020

Select the services and funds you offer	% of asset under management (AUM) in ranges
Fund management	0% <10% 10-50% >50%
Fund of funds, manager of managers, sub-advised products	0% <10% 10-50% >50%
Other	0% <10% 10-50% >50%
Total 100%

Further options (may be selected in addition to the above)

Hedge funds

Fund of hedge funds

01.2. Additional information. [Optional]

NN Investment Partners (hereafter referred to as NN IP) is the asset management arm of NN Group N.V., a publicly listed company. NN IP manages the assets of NN Group's insurance businesses and offers retail and institutional customers a wide variety of actively managed investment products. Responsible Investing is an integral part of NN IP's business and reflects an investment approach that goes beyond specific concerns about environmental and social sustainability. It is an embodiment of our values concerning active and responsible share-ownership. This set of values is a long-term view that we put to work to the benefit of our clients and society at large. Based on this thinking we introduced our first sustainable equity fund in 2000, whilst being an early signatory to the PRI (2008).

NN IP offers products and services globally through offices across Europe, the United States and Asia, with the Netherlands as its main investment hub.

Within NN IP, Altis is responsible for the external fund manager selection for both institutional and retail clients. Altis is a wholly owned subsidiary of NN IP but operates at arms' length, using its proprietary software platform to analyse external investment strategies on holdings level. In its assessment Altis incorporates the ESG performance of asset managers to ensure a full overview of an asset managers capabilities.

OO 02. Headquarters and operational countries

02.1. Select the location of your organisation’s headquarters.

Netherlands

02.2. Indicate the number of countries in which you have offices (including your headquarters).

2-5

6-10

>10

02.3. Indicate the approximate number of staff in your organisation in full-time equivalents (FTE).

937 FTE

02.4. Additional information. [Optional]

Outside its headquarters in The Hague, NN Investment Partners has offices with investment staff in Brussels, London, New York, Warsaw, Prague, Singapore, and Tokyo. In addition, we have several offices with sales staff.

OO 03. Subsidiaries that are separate PRI signatories

03.1. Indicate whether you have subsidiaries within your organisation that are also PRI signatories in their own right.

Yes

03.3. Additional information. [Optional]

OO 04. Reporting year and AUM

04.1. Indicate the year end date for your reporting year.

31/12/2019

04.2. Indicate your total AUM at the end of your reporting year.

Include the AUM of subsidiaries, but exclude advisory/execution only assets, and exclude the assets of your PRI signatory subsidiaries that you have chosen not to report on in OO 03.2

Total AUM
Total AUM	trillions	billions	millions	thousands	hundreds
Currency
Assets in USD
Assets in USD	trillions	billions	millions	thousands	hundreds

Not applicable as we are in the fund-raising process

04.4. Indicate the assets which are subject to an execution and/or advisory approach. Provide this figure based on the end of your reporting year

Not applicable as we do not have any assets under execution and/or advisory approach

04.5. Additional information. [Optional]

OO 06. How would you like to disclose your asset class mix

06.1. Select how you would like to disclose your asset class mix.

as percentage breakdown

	Internally managed (%)	Externally managed (%)
Listed equity	<10% 8	<10% 1
Fixed income	>50% 72	<10% 2
Private equity	0 0	0 0
Property	0 0	0 0
Infrastructure	0 0	0 0
Commodities	0 0	0 0
Hedge funds	0 0	0 0
Fund of hedge funds	0 0	0 0
Forestry	0 0	0 0
Farmland	0 0	0 0
Inclusive finance	0 0	0 0
Cash	0 0	0 0
Money market instruments	<10% 3	0 0
Other (1), specify	10-50% 14	0 0
Other (2), specify	0 0	0 0

`Other (1)` specified

          Multi Assets

as broad ranges

06.2. Publish asset class mix as per attached image [Optional].

NN IP AUM 2019 PRI.png [114KB]

06.3. Indicate whether your organisation has any off-balance sheet assets [Optional].

Yes

06.5. Indicate whether your organisation uses fiduciary managers.

Yes, we use a fiduciary manager and our response to OO 5.1 is reflective of their management of our assets.

No, we do not use fiduciary managers.

06.6. Provide contextual information on your AUM asset class split. [Optional]

As part of NN Group, the majority of our assets are managed in Fixed Income strategies. This spans the full range of Eurozone and US government bonds, other Developed Market bonds, Emerging Markets Debt, High Yield and Investment Grade corporate bonds, alternative debt (including ABS) and other fixed income products. We are also active in equity strategies and manage a considerable amount of assets in multi-assets.

Furthermore, as a strong and experienced responsible investment manager, we manage several Sustainable strategies in the equity, fixed income and multi-asset space. This includes Green Bond funds, European Sustainable Credits, European and Global Sustainable Equity strategies, as well as Impact Equity funds. On top of that, we were one of the first to launch 2 Sustainable Multi-Asset funds, that were also awarded the Belgian Towards Sustainability label in 2020.

Next to our presence in The Netherlands, we have investment capabilities in London, New York, Singapore, Tokyo and the CEE region.

OO 07. Fixed income AUM breakdown (Private)

OO 08. Segregated mandates or pooled funds (Private)

OO 09. Breakdown of AUM by market

09.1. Indicate the breakdown of your organisation’s AUM by market.

96 Developed Markets

04 Emerging Markets

0 Frontier Markets

0 Other Markets

Total 100% 100%

09.2. Additional information. [Optional]

As part of our Emerging Markets Debt franchise, we have a small exposure to Frontier Markets, which represents around 0.1% of the total AuM of NN Investment Partners.

Next Section