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Sound Shore Management, Inc.

PRI reporting framework 2020

You are in Direct - Listed Equity Incorporation » ESG incorporation in actively managed listed equities » Implementation processes » (A) Implementation: Screening

A) 実施:スクリーニング

LEI 04. Types of screening applied

04.1. 組織内でアクティブ運用している上場株式に適用するスクリーニングの種類を記載し、説明してください。




Assessing and managing investment risk is an essential part of our disciplined fundamental value process.  As a part of the prudent management of our clients’ assets, we aim to actively understand all relevant risks and opportunities including ESG specific factors.

This includes integrating ESG factors into our investment analysis, decisions and processes.  As an owner of equities, we monitor ESG factors and are committed to engaging company managements and their boards, where appropriate, as a way of raising awareness and promoting sustainable shareholder value.

Attractive long-term returns correlate with responsibly managed  companies.  Sound Shore utilizes its influence as an institutional shareholder to encourage companies to think long-term, which includes managing and reporting on their ESG risks.  It is our belief that transparency and disclosure can result in positive change that benefits both shareholders and all stakeholders.

Screening criteria are established on a company-specific basis.  Our research process attempts to isolate issues that can efffect valuation, including the effectiveness of senior executive leadership, revenue and earnings  growth drivers, deployment of capital, compensation alignment, transparency, governance (such as related party conflicts), and corporate strategy. 

04.2. スクリーニング基準が変更された場合に顧客や受益者に通知する方法について説明してください。

Sound Shore's investment process has remained unchanged since our 1978 founding.  Any changes to screening criteria would be made as part of our regular client communication.

LEI 05. Processes to ensure screening is based on robust analysis

05.1. スクリーニングが徹底した分析に基づいていることを確実にするために、組織が使用しているプロセスを選択してください。

          Meetings with management to discuss company-specific responsible factors.

05.2. ESGスクリーニング戦略の一環で包括的なESG調査の対象となるアクティブ上場株式ポートフォリオの割合を示してください。

05.3. 第三者のESG評価がスクリーニング目的で更新される頻度を示してください。

05.5. 補足情報 [任意]

Not applicable

LEI 06. Processes to ensure fund criteria are not breached (Private)