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Quatá Gestão de Recursos LTDA (Delisted)

PRI reporting framework 2020

You are in Strategy and Governance » Investment policy

Investment policy

SG 01. RI policy and coverage

New selection options have been added to this indicator. Please review your prefilled responses carefully.

01.1. Indicate if you have an investment policy that covers your responsible investment approach.

01.2. Indicate the components/types and coverage of your policy.

Select all that apply

Policy components/types

Coverage by AUM

01.3. Indicate if the investment policy covers any of the following

01.4. Describe your organisation’s investment principles and overall investment strategy, interpretation of fiduciary (or equivalent) duties,and how they consider ESG factors and real economy impact.

These aspects have an impact on credit quality and our analysis seeks to find the best risk x return ratio for our investor. In our investment process, in addition to analyzing the business profile and financial profile of the companies, we carry out a legal and investigative approach, which aims to identify issues of corporate governance, environmental, social, liabilities of related companies and their partners, judicial and extrajudicial proceedings , and any component that may compromise the company's ability to pay, both quantitatively and qualitatively, to anticipate, thus, possible financial and image risks. If we identify such situations, the process is discontinued. It is important to note that these observations apply not only to the credit analysis of the company in question, but also to the guarantees that make up the operation. So, for example, in an operation that we analyzed this year, one of the guarantees presented had environmental impacts and, therefore, we deny it.

01.5. Provide a brief description of the key elements, any variations or exceptions to your investment policy that covers your responsible investment approach. [Optional]

01.6. Additional information [Optional].


SG 01 CC. Climate risk (Private)

SG 02. Publicly available RI policy or guidance documents


02.1. Indicate which of your investment policy documents (if any) are publicly available. Provide a URL and an attachment of the document.

02.2. Indicate if any of your investment policy components are publicly available. Provide URL and an attachment of the document.

02.3. Additional information [Optional].

SG 03. Conflicts of interest

03.1. Indicate if your organisation has a policy on managing potential conflicts of interest in the investment process.

03.2. Describe your policy on managing potential conflicts of interest in the investment process.

The following is an example of some situations that go against this Code of Conduct Therefore, the following are NOT admitted to the Manager:

• Make use of privileged information that is not known obtained by virtue of the position or function, for the performance of market operations, for themselves or others under their guidance, with objective of obtaining advantages. 

• Intimidate employees according to their position, aiming constraints of any kind.

• Resend e-mails containing confidential company material to unauthorized persons. • Use this Code of Ethics to abuse, pressure moral about other employees

03.3. Additional information. [Optional]

SG 04. Identifying incidents occurring within portfolios (Private)