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LSV Asset Management

PRI reporting framework 2020

You are in Strategy and Governance » Governance and human resources


SG 07. RI roles and responsibilities

07.1. 組織が採用している内部または外部の役割、ならびにそれぞれの責任投資に対する監督責任および実施責任の有無について明示してください。



          Chief Compliance Officer

その他の役職(具体的に記入してください) (1)

          Portfolio Compliance Analyst

07.2. RIの監督/説明責任または実施責任を担う役職について、このような責任をどのように果たすのか記載してください。

The CEO and portfolio managers are responsible for making enhancements to the model.  They have an ongoing project of reviewing and monitoring new research and other ESG developments.  They are responsible for implementing any changes to the model regarding ESG factors.  The Chief Compliance Officer is responsible for maintaining LSV's Statement of Responsible Investment Initiatives and reporting to clients.  The Portfolio Compliance Analyst is responsible for implementing ESG-related guidelines and negative screens in LSV's trade order management system. 

07.3. 組織にいる専任の責任投資担当者の人数を記載してください。


07.4. 補足情報 [任意]

LSV has a total of 44 employees.  There is not a decidcated responsible investment staff.  Given the small number of employees, many employees are required to serve in multiple roles. 

SG 07 CC. Climate-issues roles and responsibilities (Private)

SG 08. RI in performance management, reward and/or personal development (Private)