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LSV Asset Management

PRI reporting framework 2020

You are in Strategy and Governance » Governance and human resources

Governance and human resources

SG 07. RI roles and responsibilities

07.1. Indicate the internal and/or external roles used by your organisation, and indicate for each whether they have oversight and/or implementation responsibilities for responsible investment.

Roles

Select from the below internal roles

          Chief Compliance Officer
        

Other description (1)

          Portfolio Compliance Analyst
        

07.2. For the roles for which you have RI oversight/accountability or implementation responsibilities, indicate how you execute these responsibilities.

The CEO and portfolio managers are responsible for making enhancements to the model.  They have an ongoing project of reviewing and monitoring new research and other ESG developments.  They are responsible for implementing any changes to the model regarding ESG factors.  The Chief Compliance Officer is responsible for maintaining LSV's Statement of Responsible Investment Initiatives and reporting to clients.  The Portfolio Compliance Analyst is responsible for implementing ESG-related guidelines and negative screens in LSV's trade order management system. 

07.3. Indicate the number of dedicated responsible investment staff your organisation has.

0 Number

07.4. Additional information. [Optional]

LSV has a total of 44 employees.  There is not a decidcated responsible investment staff.  Given the small number of employees, many employees are required to serve in multiple roles. 


SG 07 CC. Climate-issues roles and responsibilities (Private)


SG 08. RI in performance management, reward and/or personal development (Private)


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