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LSV Asset Management

PRI reporting framework 2020

You are in Direct - Listed Equity Incorporation » ESG incorporation in actively managed listed equities » Implementation processes » (A) Implementation: Screening

A) 実施:スクリーニング

LEI 04. Types of screening applied

04.1. 組織内でアクティブ運用している上場株式に適用するスクリーニングの種類を記載し、説明してください。




LSV can apply ESG factors at the portfolio level for clients that provide us with specifications.  LSV subscribes to two different ESG data sources, MSCI and ISS Governance, so that we can accommodate clients who would like to apply ESG principles to their portfolio.  In addition, clients may also provide LSV with a list of restricted securities.   

04.2. スクリーニング基準が変更された場合に顧客や受益者に通知する方法について説明してください。

The types of screens applied are typically directed by the client.  Compliance with restricted lists are checked by the compliance module of Charles River, which checks pre-trade and post-trade compliance daily.  Restricted lists that LSV maintains are updated periodically throughout the year depending on the type of list.  Clients are not typically notified of updates to these lists.  Client provided lists are updated at the clients' discretion.

LEI 05. Processes to ensure screening is based on robust analysis

05.1. スクリーニングが徹底した分析に基づいていることを確実にするために、組織が使用しているプロセスを選択してください。

05.2. ESGスクリーニング戦略の一環で包括的なESG調査の対象となるアクティブ上場株式ポートフォリオの割合を示してください。

05.3. 第三者のESG評価がスクリーニング目的で更新される頻度を示してください。

05.5. 補足情報 [任意]

LEI 06. Processes to ensure fund criteria are not breached (Private)