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VietNam Holding Limited

PRI reporting framework 2020

You are in Strategy and Governance » Investment policy


SG 01. RI policy and coverage


01.1. 責任投資アプローチをカバーする投資ポリシーを策定しているかどうかを明示してください。

01.2. ポリシーの構成要素/種類と対象範囲を示してください。


01.3. 投資ポリシーが以下のどの項目をカバーしているか明示して下さい:

01.4. 組織の投資原則および全体の投資戦略、受託者義務(または同等のもの)の解釈、ならびに、ESGファクターおよび実体経済の影響をどのように考慮に入れているかについて説明してください。

ESG is incorporated in all parts of our investment process. These include initial screening, due diligence, investment decision, acquisition structuring, investment agreements and documentation, regular monitoring, and exit.  

- During the initial screening phase, all shortlisted companies are examined for controversial products and practices. Controversial products include those related to nuclear, defense, tobacco, gambling, and distilled alcohol. VNH does not invest in such businesses. Furthermore, VNH refuses to invest in companies that do not commit to comply with relevant legislation. The outcome is a Pipeline with a shorter list of companies slated for further research and due diligence.
- During a  due diligence phase, ESG risks and opportunities are carefully examined based on sound national and international standards, mainly those  of the IFC/ World Bank; and
- During the investment phase, ESG risk/opportunity analysis is continuously conducted through regular monitoring to review and assess the true ESG status of the portfolio. Company visits and management interviews are integral to the team's engagement activities and an important part of the ESG due diligence and investment phase. ESG exit shall be conducted in case of controversial businesses and major violations.

01.5. 責任投資アプローチをカバーする組織の投資ポリシーの重要な構成要素、バリエーション、例外事項を簡潔に説明してください。[任意]

01.6. 補足情報 [任意]


SG 01 CC. Climate risk (Private)

SG 02. Publicly available RI policy or guidance documents


02.1. 一般に入手できる組織の投資ポリシー文書を記載してください。その文書のURLを記入し、該当文書を添付してください。


02.2. 一般に入手できる組織の投資ポリシー文書を記載してください。その文書のURLを記入し、該当文書を添付してください。




02.3. 補足情報 [任意]

SG 03. Conflicts of interest

03.1. 組織として、投資プロセスにおける潜在的な利益相反を管理するポリシーを策定しているかどうかについて明示して下さい。

03.2. 投資プロセスにおける潜在的な利益相反を管理するポリシーについて説明してください。

The Investment Manager and its officers and employees may from time to time act for other clients or manage other funds or mandates that may have similar investment objectives and policies to that of VNH. This may results in potential conflicts of interest arising between the Investment Manager and VNH. In particular, circumstances may arise where investment opportunities will be available to VNH which are also suitable for one or more of such clients of the Investment Manager or such other funds or mandates. VNH has satisfied that the Investment Manager has procedures in place to address potential conflicts of interest and that, where a conflict arises, the Investment Manager will seek to resolve that conflict in accordance with the Investment Management Agreement and applicable law and regulation. In particular, the Directors note that VNH is subject to the RCIS Rules relating to managing conflicts of interest, including any conflicts of interest involving the Investment Manager, and the Investment Manager is subject to the Licensees (Conduct of Business) Rule 2016 relating to managing conflicts of interest. 

03.3. 補足情報 [任意]

SG 04. Identifying incidents occurring within portfolios (Private)