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VietNam Holding Limited

PRI reporting framework 2020

You are in Strategy and Governance » Investment policy

Investment policy

SG 01. RI policy and coverage

New selection options have been added to this indicator. Please review your prefilled responses carefully.

01.1. Indicate if you have an investment policy that covers your responsible investment approach.

01.2. Indicate the components/types and coverage of your policy.

Select all that apply

Policy components/types

Coverage by AUM

01.3. Indicate if the investment policy covers any of the following

01.4. Describe your organisation’s investment principles and overall investment strategy, interpretation of fiduciary (or equivalent) duties,and how they consider ESG factors and real economy impact.

ESG is incorporated in all parts of our investment process. These include initial screening, due diligence, investment decision, acquisition structuring, investment agreements and documentation, regular monitoring, and exit.  

- During the initial screening phase, all shortlisted companies are examined for controversial products and practices. Controversial products include those related to nuclear, defense, tobacco, gambling, and distilled alcohol. VNH does not invest in such businesses. Furthermore, VNH refuses to invest in companies that do not commit to comply with relevant legislation. The outcome is a Pipeline with a shorter list of companies slated for further research and due diligence.
- During a  due diligence phase, ESG risks and opportunities are carefully examined based on sound national and international standards, mainly those  of the IFC/ World Bank; and
- During the investment phase, ESG risk/opportunity analysis is continuously conducted through regular monitoring to review and assess the true ESG status of the portfolio. Company visits and management interviews are integral to the team's engagement activities and an important part of the ESG due diligence and investment phase. ESG exit shall be conducted in case of controversial businesses and major violations.

01.5. Provide a brief description of the key elements, any variations or exceptions to your investment policy that covers your responsible investment approach. [Optional]

01.6. Additional information [Optional].

          
        

SG 01 CC. Climate risk (Private)


SG 02. Publicly available RI policy or guidance documents

 

02.1. Indicate which of your investment policy documents (if any) are publicly available. Provide a URL and an attachment of the document.

URL/Attachment

02.2. Indicate if any of your investment policy components are publicly available. Provide URL and an attachment of the document.

02.3. Additional information [Optional].


SG 03. Conflicts of interest

03.1. Indicate if your organisation has a policy on managing potential conflicts of interest in the investment process.

03.2. Describe your policy on managing potential conflicts of interest in the investment process.

The Investment Manager and its officers and employees may from time to time act for other clients or manage other funds or mandates that may have similar investment objectives and policies to that of VNH. This may results in potential conflicts of interest arising between the Investment Manager and VNH. In particular, circumstances may arise where investment opportunities will be available to VNH which are also suitable for one or more of such clients of the Investment Manager or such other funds or mandates. VNH has satisfied that the Investment Manager has procedures in place to address potential conflicts of interest and that, where a conflict arises, the Investment Manager will seek to resolve that conflict in accordance with the Investment Management Agreement and applicable law and regulation. In particular, the Directors note that VNH is subject to the RCIS Rules relating to managing conflicts of interest, including any conflicts of interest involving the Investment Manager, and the Investment Manager is subject to the Licensees (Conduct of Business) Rule 2016 relating to managing conflicts of interest. 

03.3. Additional information. [Optional]


SG 04. Identifying incidents occurring within portfolios (Private)


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