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Banco BTG Pactual S.A.

PRI reporting framework 2020

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You are in Direct - Listed Equity Incorporation » ESG incorporation in actively managed listed equities » Implementation processes » (A) Implementation: Screening

A) 実施:スクリーニング

LEI 04. Types of screening applied

04.1. 組織内でアクティブ運用している上場株式に適用するスクリーニングの種類を記載し、説明してください。




Following our investment policy, our analysts exclude companies that do not match our ESG expectations from the pool of possible investments.



Our analysts seek for ESG practices amongst peers to identify companies with best practices, taking into account raw data and historical evolution.

04.2. スクリーニング基準が変更された場合に顧客や受益者に通知する方法について説明してください。

The analysts follow closely the activities of the companies they cover and make sure to be involved on different levels of activities. For example, the team is often involved in the environmental behaviors of invested companies. The team has visited the company’s mining operations in key countries, including its mining, smelter and refining facilities. Additionally, in April 2014, the team participated in the company’s public audience for the development of their expansion project. The event provided the team and other attendees with detailed information of the environmental repercussions of the project as well as any other requested information. This resulted gave the team a positive perception regarding the expansion and the company and reassured their investment decision.

LEI 05. Processes to ensure screening is based on robust analysis

05.1. スクリーニングが徹底した分析に基づいていることを確実にするために、組織が使用しているプロセスを選択してください。

05.2. ESGスクリーニング戦略の一環で包括的なESG調査の対象となるアクティブ上場株式ポートフォリオの割合を示してください。

05.3. 第三者のESG評価がスクリーニング目的で更新される頻度を示してください。

05.4. 組織のESGスクリーニングを構築するための組織内リサーチを精査する頻度を示してください。

05.5. 補足情報 [任意]

Our analysts conduct all the reviews and researches based on the data provided by the company. After all quantitative and qualitative review, our team meets with the targeted companies to ensure that there is no information gap in the reviews conducted and the company reality.

BTG Pactual lanched the first ESG Equity Fund in Chile market. The fund uses as benchmark the MSCI ESG Chile Index and prior to decision making process our analysts uses researches provided by both services providers MSCI and Vigeo. MSCI provides ESG rating on a quarterly basis and Vigeo provides ESG research on an annually basis. 

LEI 06. Processes to ensure fund criteria are not breached (Private)