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Royce & Associates, LP

PRI reporting framework 2020

You are in Strategy and Governance » Investment policy


SG 01. RI policy and coverage


01.1. 責任投資アプローチをカバーする投資ポリシーを策定しているかどうかを明示してください。

01.2. ポリシーの構成要素/種類と対象範囲を示してください。


01.3. 投資ポリシーが以下のどの項目をカバーしているか明示して下さい:

01.4. 組織の投資原則および全体の投資戦略、受託者義務(または同等のもの)の解釈、ならびに、ESGファクターおよび実体経済の影響をどのように考慮に入れているかについて説明してください。

At Royce, our ultimate goal in all of our activities is to deliver the best investment outcomes for our clients. As fiduciaries of our client’s assets, we have always had exacting standards around principles of governance and sustainability in the evaluation of the companies in which we invest as they have proven to have a material impact on business risk and corporate performance. Importantly, evaluating and incorporating ESG factors in investment analysis offers crucial insights into the opportunities and risks for long term, fundamental investors such as us and inherently provides for better informed decision making.

01.5. 責任投資アプローチをカバーする組織の投資ポリシーの重要な構成要素、バリエーション、例外事項を簡潔に説明してください。[任意]

 Historically ESG integration has been focused on exclusionary or negative screening, which aims to avoid securities based on ESG criteria. We believe a better way to invest is to take a holistic view that seeks to fully integrate ESG factors into the investment research process. We do not look to exclude companies or sectors from our universe, but rather aim to analyze and monitor the ESG issues that may have material impact on the financial performance of our portfolio companies in the near and long term. By identifying and incorporating relevant ESG factors into our research process, we can potentially minimize the impact of negative ESG related developments and uncover investment opportunities that may benefit from ESG related trends.

01.6. 補足情報 [任意]


SG 01 CC. Climate risk (Private)

SG 02. Publicly available RI policy or guidance documents


02.1. 一般に入手できる組織の投資ポリシー文書を記載してください。その文書のURLを記入し、該当文書を添付してください。


02.2. 一般に入手できる組織の投資ポリシー文書を記載してください。その文書のURLを記入し、該当文書を添付してください。





02.3. 補足情報 [任意]

Our organization's respnsible investment policy can be found at:

Our commitment to responible investment and a description of our approach to ESG integration can be found here:

SG 03. Conflicts of interest

03.1. 組織として、投資プロセスにおける潜在的な利益相反を管理するポリシーを策定しているかどうかについて明示して下さい。

03.2. 投資プロセスにおける潜在的な利益相反を管理するポリシーについて説明してください。

We have several policies and procedures that govern different types of conflicts of interest in the investment process. For example, our Conflicts of Interest policy with regards to Proxy Voting is available as part of our Proxy Voting Guidelines and can be found at the following URL:

03.3. 補足情報 [任意]

SG 04. Identifying incidents occurring within portfolios (Private)