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Troy Asset Management Limited

PRI reporting framework 2020

You are in Strategy and Governance » Governance and human resources


SG 07. RI roles and responsibilities

07.1. 組織が採用している内部または外部の役割、ならびにそれぞれの責任投資に対する監督責任および実施責任の有無について明示してください。



          Head of Responsible Investment

07.2. RIの監督/説明責任または実施責任を担う役職について、このような責任をどのように果たすのか記載してください。

Troy’s CIO, Head of Research and Board have responsibility for oversight of Troy’s responsible investment policies and objectives.

Troy's Head of Responsible Investment is responsible for the drafting of Troy’s firm wide RI policies and objectives, with oversight from the CIO and Head of Research.  He is also responsible for the implementation of Troy's RI policy and the associated systems, processes and training required to deliver Troy’s responsible investment objectives.  As of late 2019 he has dedicated analyst resource in support of this function.

Troy's Head of Responsible Investment is required to report to Troy's Board on an annual basis on the RI policy and its implementation.

The wider investment team (including all portfolio managers and analysts) have responsibility for the integration of ESG factors into their research and, alongside Troy's fund operations team, have responsibilities for voting and engagement.

Troy has appointed VigeoEiris to support the screening process for the Trojan Ethical Income Fund and to provide additional ESG research capability on a subset of Troy’s stocks.  ISS have been appointed to provide Troy's proxy voting platform and proxy voting research as well as broader ESG research.  Lastly, Troy employed the services of the consultants Impactive Associates in 2018 in order provide support in the implementation of Troy's RI policy and to provide training to the investment team. 

07.3. 組織にいる専任の責任投資担当者の人数を記載してください。


07.4. 補足情報 [任意]

Troy’s approach to responsible investment is based on the premise that responsible investment should be conducted as part of the broader investment process rather than as an adjunct.  As such the responsibility for implementation and oversight of the firm’s policies and objectives is integrated into the wider investment team of 13 people.

Three members of the investment team have RI responsibilities specified within their job descriptions (with commensurate time allocations).  These include Troy's Head of RI and Ethical Income Fund Manager, the manager of the Trojan Ethical Fund and the dedicated RI Analyst.  However, all of these individuals roles are deliberately combined with significant investment management and analyst obligations.

All members of the investment team have RI obligations that form part of their staff appraisal process as of 2019.

SG 07 CC. Climate-issues roles and responsibilities (Private)

SG 08. RI in performance management, reward and/or personal development (Private)