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Fidelity Investments

PRI reporting framework 2020

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Governance and human resources

SG 07. RI roles and responsibilities

07.1. Indicate the internal and/or external roles used by your organisation, and indicate for each whether they have oversight and/or implementation responsibilities for responsible investment.

Roles

Select from the below internal roles

          Head of ESG Investing
        

Other description (1)

          Investment Proxy Research group
        

07.2. For the roles for which you have RI oversight/accountability or implementation responsibilities, indicate how you execute these responsibilities.

We have a dedicated ESG team that works with our investment management and proxy voting teams, providing research on ESG topics within individual companies and sectors, developing analytics and reporting, and generally acting as an ESG resource for the investment teams. This team also is involved in engaging senior leaders within Fidelity and establishing a cross-asset class oversight and governance structure for the ESG program. ESG implementation strategy and progress is shared with the Fidelity-wide ESG Steering Committee formed in 2018.

Our portfolio managers and analysts incorporate ESG factors and research into the "mosaic" they use to evaluate investment opportunities. We currently use two of the industry's leading ESG research providers, both of which are integrated into our proprietary investment technology. Analysts and portfolio managers also have access to a wide array of ESG resources via data providers such as Bloomberg and ISS, as well as sell-side ESG research from leading brokerage houses.

These research sources provide extensive coverage of ESG issues: company-specific ratings and research, corporate engagement activity and thematic sector and industry ESG research. Dedicated ESG analysts from each of the research providers are available to our investment team for consultation on company-specific issues or industry research.

Our equity analysts may include assessments of any material ESG factors within their formal research notes about the investee company under consideration. Some ESG issues are industry-wide or global, while others are specific to the individual company. When posted to our global research database, that research note is generally available to all Fidelity investment professionals, subject to internal policies and procedures.

Additionally, Fidelity established a corporate governance and forensic accounting team in 2012 that is focused on identifying governance/accounting risks in companies. This team has developed a six-pillar framework to comprehensively analyze corporate governance risks and also supports bespoke research and analysis for the investment team. The team’s research is published through our proprietary research publishing system and the research is available to all investment professionals, subject to internal policies and procedures.

Fidelity votes in accordance with Proxy Voting Guidelines and the relevant board reviews and approves the Guidelines annually. Fidelity's Investment Proxy Research group carries out the voting of proxies in accordance with the Guidelines.

07.3. Indicate the number of dedicated responsible investment staff your organisation has.

7 Number

07.4. Additional information. [Optional]

We have a dedicated ESG function that works with our investment management and proxy voting teams through education and training on ESG topics and generally acting as a resource for the investment teams with respect to ESG matters. This team further provides our investment professionals with the tools to analyze portfolios on ESG risks through both our proprietary tools and several commercially available platforms that have integrated our holdings and ESG analytics.


SG 07 CC. Climate-issues roles and responsibilities (Private)


SG 08. RI in performance management, reward and/or personal development (Private)


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