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Fidelity Investments

PRI reporting framework 2020

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Asset class implementation gateway indicators

OO 10. Active ownership practices for listed assets

10.1. Select the active ownership activities your organisation implemented in the reporting year.

Listed equity – engagement

Listed equity – voting

Fixed income SSA – engagement

Fixed income Corporate (financial) – engagement

Fixed income Corporate (non-financial) – engagement

Fixed income Corporate (securitised) – engagement

Please explain why you do not engage directly and do not require external managers to engage with companies on ESG factors.

          Our Fixed Income division participates in issuer meetings hosted by our Equity division and is given the opportunity to participate in discussions with issuer board members and/or their senior management.  Members of our Fixed Income group also engage directly with fixed income issuers to discuss ESG-related factors that could influence the fundamental valuation of issuer/securities.

We do not engage with issuers on fixed income securitized securities.  The instruments are typically issued by bank subsidiaries via special purpose vehicles, which pool various asset-backed obligations.

Our Adviser that oversees external money managers, Strategic Advisers LLC (“Strategic”), periodically receives, and reviews, updated external sub-advisers’ voting guidelines or policies; however, it does not currently have any specific mandates that would require additional controls or oversight practices regarding sub-advisers’ consideration of ESG issues.
        

OO 11. ESG incorporation practices for all assets

11.1. Select the internally managed asset classes in which you addressed ESG incorporation into your investment decisions and/or your active ownership practices (during the reporting year).

Listed equity

Fixed income - SSA

Fixed income - corporate (financial)

Fixed income - corporate (non-financial)

Fixed income - securitised

Cash

Money market instruments

Other (1)

Other (2)

`Other (1)` [as defined in OO 05]

          Fund of Funds
        

`Other (2)` [as defined in OO 05]

          Derivatives
        
Select the externally managed assets classes in which you and/or your investment consultants address ESG incorporation in your external manager selection, appointment and/or monitoring processes.
Asset class
ESG incorporation addressed in your external manager selection, appointment and/or monitoring processes
Listed equity

Listed equity - ESG incorporation addressed in your external manager selection, appointment and/or monitoring processes

Other (1)

Other (1) - ESG incorporation addressed in your external manager selection, appointment and/or monitoring processes

11.4. Provide a brief description of how your organisation includes responsible investment considerations in your investment manager selection, appointment and monitoring processes.

Our Adviser that oversees external money managers, Strategic Advisers LLC (“Strategic”), periodically receives, and reviews, updated external sub-advisers’ voting guidelines or policies; however, it does not currently have any specific mandates that would require additional controls or oversight practices regarding sub-advisers’ consideration of ESG issues.


OO 12. Modules and sections required to complete

12.1. Below are all applicable modules or sections you may report on. Those which are mandatory to report (asset classes representing 10% or more of your AUM) are already ticked and read-only. Those which are voluntary to report on can be opted into by ticking the box.

Core modules

RI implementation directly or via service providers

Direct - Listed Equity incorporation

Direct - Listed Equity active ownership

Direct - Fixed Income

RI implementation via external managers

Indirect - Selection, Appointment and Monitoring of External Managers

Closing module

12.2. Additional information. [Optional]


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