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Galliard Capital Management, LLC

PRI reporting framework 2020

You are in Organisational Overview » Asset class implementation gateway indicators


OO 10. Active ownership practices for listed assets

10.1. 報告年度において組織が実施した積極的な保有活動(アクティブ・オーナーシップ)を選択してください。

債券SSA – エンゲージメント


          Galliard’s SSA investments are primarily U.S. Government Guaranteed, U.S. Agency, and U.S. based Municipalities.  Our engagement process is evolving, but at this time we do not currently engage with the U.S. Government.  Given the size and liquidity of the U.S. Government debt market, the impact of our investments is an insignificant component of the market.  Additionally, our client and Stable Value contract guidelines frequently require a minimum in U.S. Government.

債券 - 社債(金融) – エンゲージメント

債券 - 社債(非金融) – エンゲージメント

債券 - 社債(証券化) – エンゲージメント

OO 11. ESG incorporation practices for all assets

11.1. 投資決定や積極的な保有の実務に(報告年度中に)ESGの組み入れを行った組織内で運用される資産クラスを以下から選択してください。

債券 – SSA

債券 - 社債(金融)

債券 - 社債(非金融)

債券 - 証券化商品

債券 – SSA


債券 – 社債 (金融)


債券 – 社債 (非金融)


債券 – 証券化商品


11.3b. 組織外で運用する資産について、組織がESG要因を投資決定に組み込まない場合は、その理由を説明してください。

While we have long considered ESG factors an important component of fundamental analysis, we have not formally considered ESG factors in selecting external managers. In selecting managers, we focus on managers that have a process, philosophy, and culture appropriate for the conservative nature of stable value. In practice, most of our assets are managed by managers that are PRI signatories. We do incorporate ESG factors in our monitoring process. Our incorporating of ESG factors in our external manager process continues to evolve.  While we did some rebalancing among our managers and allocations, our list of preferred managers did not change during 2019.

11.4. 投資マネジャーの選定、任命、モニタリングプロセスに、投資に関する考慮事項がどのように含まれているかを簡単に説明してください。

This includes a review of the managers publicly reported PRI responses, private responses, and assessment reports for those managers that are willing to provide. As part of our review, each of our managers was asked to complete a Request for Information (RFI) pertaining to their ESG program.

OO 12. Modules and sections required to complete

12.1. 自主的な報告を希望される場合には、該当するするモジュールやセクションを以下のリストから選択して下さい。組織のAUMの10%以上を占める資産クラスについてのみ報告が義務付けられています。



自己運用 – 債券


委託 - 組織外の運用会社の選定、指名、モニタリング


12.2. 補足情報 [任意]