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Trium Capital LLP

PRI reporting framework 2020

You are in Strategy and Governance » Investment policy

Investment policy

SG 01. RI policy and coverage

New selection options have been added to this indicator. Please review your prefilled responses carefully.

01.1. Indicate if you have an investment policy that covers your responsible investment approach.

01.2. Indicate the components/types and coverage of your policy.

Select all that apply

Policy components/types

Coverage by AUM

          Access to ESG data.
        
          Access to expert knowledge
        

01.3. Indicate if the investment policy covers any of the following

01.4. Describe your organisation’s investment principles and overall investment strategy, interpretation of fiduciary (or equivalent) duties,and how they consider ESG factors and real economy impact.

Trium Capital LLPs (“Trium”) portfolio managers (“the managers”) are proven managers with exceptional pedigree. The managers focus on managing their specific liquid portfolio’s respectively, whilst Trium’s control groups ensure high standards of governance and risk management within a robust trading ecosystem.

Furthermore, Trium’s ethos is to partner with its investors to deliver and develop investment products that continue to meet their investor needs into the long-term. Trium has a progressive approach to fee structures and are committed to making sure that its interests and, in turn that of its employees, are all aligned to its investor partners.

Trium considers ESG factors to help ensure that assets under its stewardship are managed in a way which optimises its investors’ risk and reward objectives. This includes varying degrees of ESG analysis based on the relevance of such factors to each underlying investment strategy. Alongside wider ESG consideration, Trium is actively broadening its suite of ESG strategies and had two ESG products that involve engagement with companies and target ESG ‘improver’ companies to invest in.

01.5. Provide a brief description of the key elements, any variations or exceptions to your investment policy that covers your responsible investment approach. [Optional]

01.6. Additional information [Optional].

          
        

SG 01 CC. Climate risk (Private)


SG 02. Publicly available RI policy or guidance documents

 

02.1. Indicate which of your investment policy documents (if any) are publicly available. Provide a URL and an attachment of the document.

02.2. Indicate if any of your investment policy components are publicly available. Provide URL and an attachment of the document.

02.3. Additional information [Optional].

Whilst Trium do not publicly disclose its investment and related policies as a ‘policy’ in the public domain, reference is made in the form of a narrative on its website. Further information on this can be viewed on Trium’s website, https://trium-capital.com/, or more specifically, https://trium-capital.com/ethos/responsibility. Further to this, Trium are also actively considering including the specific policy documents on its website.


SG 03. Conflicts of interest

03.1. Indicate if your organisation has a policy on managing potential conflicts of interest in the investment process.

03.2. Describe your policy on managing potential conflicts of interest in the investment process.

Trium Capital is regulated by the Financial Conduct Authority ("FCA"), and registered with the NFA. Trium Capital LLP (“Trium” and/or the “Firm”) has a fiduciary duty to manage and deal in the best interests of its clients and – where applicable – the investors in the AIFs in respect of which the Firm acts as AIFM. Further, the Central Bank of Ireland requires managers of Irish UCITS funds to establish a conflicts of interest policy which must as a minimum include:

  • The identification of, with reference to the collective portfolio management activities carried out by or on behalf of the UCITS funds, the circumstances which constitute or may give rise to a conflict of interest entailing a material risk of damage to the interests of the CIS or one or more other clients; &
  • Procedures to be followed and measures to be adopted in order to manage such conflicts.

Trium therefore has an obligation to manage and deal in the best interests of its clients. Trium's Conflicts of Interest ("COI") policy identifies a number of potential conflicts that could arise along with measures to manage them. This policy is available to the PRI on request.

03.3. Additional information. [Optional]


SG 04. Identifying incidents occurring within portfolios (Private)


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