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ACTIAM

PRI reporting framework 2020

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Organisational Overview
Basic information [OO 01 - 09] Asset class implementation gateway indicators [OO 10 - 12] Peering questions [OO LE 01 - HF 01]
Strategy and Governance
Investment policy [SG 01 - 04] Objectives and strategies [SG 05 - 06] Governance and human resources [SG 07 - 08] Promoting responsible investment [SG 09 - 11] Outsourcing to fiduciary managers and investment consultants [SG 12] ESG issues in asset allocation [SG 13 - 15] Asset class implementation not reported in other modules [SG 16 - 17] Innovation [SG 18] Communication [SG 19]
Indirect – Manager Selection, Appointment and Monitoring
Listed Equity and Fixed Income Strategies [SAM 01] Selection [SAM 02 - 03] Appointment [SAM 04] Monitoring [SAM 05 - 07] Outputs and outcomes [SAM 08 - 09]
Direct - Listed Equity Incorporation
ESG incorporation in actively managed listed equities [LEI 01 - 10] Implementation processes [LEI 01 - 10] (A) Implementation: Screening [LEI 04 - 06] (B) Implementation: Thematic [LEI 07] (C) Implementation: Integration of ESG factors [LEI 08 - 10] ESG incorporation in passively managed listed equities [LEI 11] Outputs and outcomes [LEI 12 - 13]
Direct - Listed Equity Active Ownership
Overview [LEA 01] Engagement [LEA 02 - 08] Outputs and outcomes [LEA 09 - 11] (Proxy) voting and shareholder resolutions [LEA 12 - 21]
Direct - Fixed Income
ESG incorporation in actively managed fixed income [FI 01 - 12] Implementation processes [FI 01 - 03] (A) Implementation: Screening [FI 04 - 06] (B) Implementation: Thematic [FI 07 - 09] (C) Implementation: Integration [FI 10 - 12] ESG incorporation in passively managed fixed income [FI 13] Fixed income - Engagement [FI 14 - 16] Outputs and outcomes [FI 17 - 18]
Direct - Property
Overview [PR 01] Fundraising of property funds [PR 02 - 03] Pre-investment (selection) [PR 04 - 06] Selection, appointment and monitoring third-party property managers [PR 07] Post-investment (monitoring and active ownership) [PR 08 - 14] Overview [PR 08] Property monitoring and management [PR 09 - 10] Property developments and major renovations [PR 11] Occupier engagement [PR 12 - 13] Community engagement [PR 14] Outputs and outcomes [PR 15 - 16]
Direct - Inclusive Finance
Context [IFD 01 - 06] PIIF Principle 1: Range of services [IFD 07 - 10] PIIF Principle 2: Client protection [IFD 11 - 13] PIIF Principle 3: Fair treatment [IFD 14 - 17] PIIF Principle 4: Responsible investment [IFD 18 - 24] PIIF Principle 5: Transparency [IFD 25 - 27] PIIF Principle 6: Balanced returns [IFD 28 - 31] PIIF Principle 7: Standards [IFD 32 - 34]
Confidence building measures
Confidence building measures [CM1 01 - 07]
Export Public Responses
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You are in Direct - Inclusive Finance » PIIF Principle 2: Client protection

PIIFの原則 2: 顧客保護

IFD 11. Public endorsement of the Client Protection Principles

考えられる取り組みの事例 

顧客保護原則(CPP)を支持する旨を公表する。

11.1. あなたの組織では、顧客保護原則を支持する旨を公表しているかどうかを明示してください。

11.2. 補足情報 [任意]

We analyse all potential portfolio investees on endorsement, implementation and certification of the SMART Campaign Client Protection Principles.

IFD 12. Provide training and assistance for investees implementing the Client Protection Principles

12.1. あなたの組織では、顧客保護原則やその他の顧客保護基準の導入に関して投資先に研修を実施したり支援を行っているかどうかを明示してください。

12.2. 補足情報 [任意]

ACTIAM Impact Investing strongly encourages MFIs to endorse the CPP and to make them operational. Compliance and implementation of client protection measures is included in the loan agreement with MFIs. There is no technical assistance budget for the ACTIAM Financial Inclusion Fund or the ACTIAM-FMO SME Finance Fund. Nevertheless, our investment managers do assist MFIs in implementing the CPP through ongoing conversations with the MFIs. This is an informal process.

 

IFD 13. Include the Client Protection Principles in investment policies

13.1. あなたの組織では、顧客保護原則やその他の顧客保護基準を投資ポリシーに組み入れているかどうかを明示してください。

13.2. これが体系的に適用されているかどうかを明示してください。

デューディリジェンスの段階において

金銭貸借契約書や融資契約書あるいは株主間契約書の契約条項において

13.3. 組織では、顧客保護証明書の申請を投資先に働き掛けているかどうかを明示してください。 [任意]

13.4. 補足情報 [任意]

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