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Bank of America Global Wealth and Investment Management

PRI reporting framework 2020

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OO 01. Signatory category and services

01.1. 組織が提供している サービスおよびファンドを選択してください。



          Wealth Management


01.2. 追加情報 [任意]

This submission is being made on behalf of the various business groups within Bank of America that provide discretionary investment management services, solutions, products and platforms to serve its clients’ needs (the “Discretionary Investment Management Business”).  The relevant business groups and units are part of Merrill Lynch, Pierce, Fenner & Smith Incorporated (“MLPF&S”) and the Bank of America, N.A. (“BANA”).  Both MLPF&S and BANA are affiliates of Bank of America Corporation.

Set forth below are descriptions of the business groups that comprise the Discretionary Investment Management Business:

Bank of America Private Bank (previously referred to as “U.S. Trust”), a division of Bank of America provides private client advisors and wealth management clients with discretionary portfolios and strategies, and customized client investments for.

Investment Products (“IP”), (previously referred to as “Managed Solutions Group”), a business unit of Bank of America, provides Merrill Lynch Wealth Management and Merrill Private Wealth Management clients with discretionary investment management solutions, including financial advisor, firm model and third party discretionary management solutions, fund and separate account strategy selection and monitoring activities, and, through Managed Account Advisors LLC (“MAA”), implementation and screening services in connection with the execution and implementation of investment management strategies.

MAA, an indirect wholly-owned subsidiary of BANA, provides investment advisory services to clients primarily through managed account programs sponsored by its affiliates, including MLPF&S.
The Chief Investment Office (“CIO”) provides thought leadership on wealth management, investment strategy and global markets; portfolio management solutions; due diligence; and investment analytics. CIO viewpoints are developed in coordination by Bank of America Private Bank, a division of Bank of America, N.A., and Merrill Lynch, Pierce, Fenner & Smith Incorporated.

The Discretionary Investment Management Business supports both Bank of America Private Bank and Merrill. It provides comprehensive wealth management and advisory services to its retail and private clients, including affluent and high-net-worth clients, trusts and small to medium businesses clients. It also provides philanthropic management and asset management to individuals and institutions. Clients have access to a range of investment and wealth management solutions including wealth structuring, investment management, trust and banking needs, offered through Merrill financial advisors and Private Client Advisors in the Private Bank.

OO 02. Headquarters and operational countries

02.1. 組織の拠点がある場所を選択してください。

United States

02.2. オフィスが所在している国数を記載してください(本部を含む)。

02.3. 組織が正規雇用しているスタッフのおおよその人数を記載してください。

2544 正規職員

02.4. 補足情報 [任意]

Across the Bank of America’s wealth management businesses focused on discretionary investment management described in OO 01.2, there are approximately 2,544 full-time equivalents as of December 31, 2019.

OO 03. Subsidiaries that are separate PRI signatories

03.1. 組織内に単独でPRI署名機関となっている子会社があるかどうかを記載してください。

03.3. 補足情報 [任意]

OO 04. Reporting year and AUM

04.1. 報告年度の最終日を記載してください。


04.2. 報告年度末のAUM合計を記載してください。

子会社のAUM(顧問業務/執行のみの資産を除きます)を含みますが、(OO 03.2で「いいえ」と回答した)報告しないことを選択したPRIの署名機関である子会社のAUMを除きます。
Total AUM
10億 100万
Assets in USD
10億 100万

04.4. 執行および顧問業務サービスを利用して運用する資産の報告年度末時点のAUM合計を記載してください。

04.5. 補足情報 [任意]

As discussed in response to question OO 01.2, the assets reported are reflective of our Discretionary Investment Management business.

OO 06. How would you like to disclose your asset class mix

06.1. どのように資産クラス構成を開示したいかについて記載してください。



上場株式 10-50% 21.1 10-50% 40.1
債券 <10% 8.2 10-50% 22.9
プライベートエクイティ 0 0 0 0
不動産 0 0 0 0
インフラ 0 0 0 0
コモディティ 0 0 0 0
ヘッジファンド 0 0 0 0
ファンドオブヘッジファンズ 0 0 0 0
森林 0 0 0 0
農地 0 0 0 0
包括的な金融 0 0 0 0
現金 <10% 3.4 <10% 2.3
短期金融市場商品 0 0 0 0
その他(1)(以下に具体的に記入してください) <10% 1.5 <10% 0.5
その他(2)(以下に具体的に記入してください) 0 0 0 0



06.2. 添付の画像に従って組織の資産クラス構成を公表する

06.3. 組織にオフバランスシート資産はありますか?

06.5. 組織がフィデューシャリー・マネージャーを使うかどうかを記載してください。

06.6. AUM資産クラス分割について説明する情報を記載してください。 [任意]

OO 07. Fixed income AUM breakdown (Private)

OO 08. Segregated mandates or pooled funds (Private)

OO 09. Breakdown of AUM by market

09.1. 組織のAUMの内訳を市場別に示してください。

98 先進国市場
2 新興国市場
0 フロンティア
0 その他の市場
合計100% 100%

09.2. 補足情報 [任意]