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Barrantagh Investment Management Inc.

PRI reporting framework 2020

Export Public Responses

You are in Strategy and Governance » Investment policy


SG 01. RI policy and coverage


01.1. 責任投資アプローチをカバーする投資ポリシーを策定しているかどうかを明示してください。

01.2. ポリシーの構成要素/種類と対象範囲を示してください。


01.3. 投資ポリシーが以下のどの項目をカバーしているか明示して下さい:

01.4. 組織の投資原則および全体の投資戦略、受託者義務(または同等のもの)の解釈、ならびに、ESGファクターおよび実体経済の影響をどのように考慮に入れているかについて説明してください。

Barrantagh is committed to delivering strong risk-adjusted returns to our investors through the application of rigorous security-level fundamental research.  As part of this process the consideration of responsible investing principles, such as environmental, social and corporate governance factors (ESG) have always been intrinsic to our research process.  ESG factors are a component of our risk assessment process during our valuation and suitability analysis undertaken before initial purchase and subsequently through the holding period. We monitor any factor that could improve or impair valuation including developments on relevant ESG factors across all asset classes, regions and markets.  As investors we believe in long-term value creation and that successful investing will focus on companies with well- developed ESG practices and reporting.   

01.5. 責任投資アプローチをカバーする組織の投資ポリシーの重要な構成要素、バリエーション、例外事項を簡潔に説明してください。[任意]

01.6. 補足情報 [任意]


SG 01 CC. Climate risk (Private)

SG 02. Publicly available RI policy or guidance documents


02.1. 一般に入手できる組織の投資ポリシー文書を記載してください。その文書のURLを記入し、該当文書を添付してください。


02.2. 一般に入手できる組織の投資ポリシー文書を記載してください。その文書のURLを記入し、該当文書を添付してください。

02.3. 補足情報 [任意]

SG 03. Conflicts of interest

03.1. 組織として、投資プロセスにおける潜在的な利益相反を管理するポリシーを策定しているかどうかについて明示して下さい。

03.2. 投資プロセスにおける潜在的な利益相反を管理するポリシーについて説明してください。

Barrantagh Investment Management (BIM) is committed to eliminating conflicts of interest that could impair its decision-making ability in serving the best interests of its clients.

BIM carefully monitors itself, its employees and clients with respect to insider status with any “reporting issuer”. Every effort is made to eliminate all potential for conflict of interest with respect to insider information and insider trading.

Employees registered with the Ontario Securities Commission must report to the firm any Outside Business Activities including being an owner of a holding company or trust (trustee), involvement with charities and volunteering and serving as an officer/director.

The ownership of the firm must always be disclosed to clients and prospects.

Any potential conflict of interest must be brought to the attention of the President and CEO as soon as it is identified, and the necessary steps taken to resolve that conflict of interest.

All personal trades must be pre-cleared by compliance manager.



03.3. 補足情報 [任意]

SG 04. Identifying incidents occurring within portfolios (Private)